Chapter 5
Homotopy theory
5.1. Path homotopies
Recall that a path on a topological space is a continuous function .
Definition 5.1.1. §
Let be a space and . Let and be paths in from to . A path homotopy from to is a continuous function from to such that
for all and
for all .
Example 5.1.2. §
Consider the two paths from to in given by and . We have a path homotopy between them given by . However, no such path homotopy exists in , the idea being that for any path homotopy , there must exist a such that the path for passes through . This may be intuitively clear, but it takes some work to show.
Definition 5.1.3. §
We say that two paths in from a point to a point are path homotopic if there exists a path homotopy from to .
Notation 5.1.4. §
We write if two paths with the same endpoints are path homotopic.
Proposition 5.1.5. §
The relation of path homotopy on the set of paths with fixed endpoints forms an equivalence relation.
Proof.
If , then the map given by for all is a path homotopy from to itself, so is reflective. If with and is a path homotopy from to , then is a path homotopy from to , so . Thus, is symmetric. Finally, if as well and we have both and , with a path homotopy from to and a path homotopy from to , then defined by
is a path homotopy from to , so is transitive. To see this, one should note that for all . □
Notation 5.1.6. §
Let denote the set of path homotopy classes of paths on from to . We write for the path homotopy class of a path .
Definition 5.1.7. §
If and , we define the composition of and to be the path given by
If one replaces with path homotopic paths, the result of composition is path homotopic to .
Proposition 5.1.8. §
Let and with and . Then .
Proof.
Let be a path homotopy from to and be a path homotopy from to . Define by
for . Then is a path homotopy from to . For this, one should note that for all . □
Remark 5.1.9. §
By Proposition 5.1.8, composition of paths induces product maps
and we have under these products.
5.2. The fundamental group
Let us briefly explore the properties of the products that we have constructed on paths and their path homotopy classes.
Notation 5.2.1. §
- a.
-
For , let denote the constant path for .
- b.
-
For and , let denote the reversed path for .
Remark 5.2.2. §
If and , then .
We check some useful path homotopy relations among compositions of paths.
Lemma 5.2.3. §
Let with .
- a.
-
If with , then .
- b.
-
We have ,
- c.
-
We have and .
- d.
-
If and for some , then .
Proof.
- a.
-
If is a homotopy from to , then we define by
and this is a homotopy from to .
- b.
-
Define by
Note that for , the second case yields , so we have continuity. We then check that for while for , so for all . We also have for all and and for all . Thus is a path homotopy from to .
If we replace by , we get , and then
- c.
-
Define by
The is a path homotopy from to . We have by replacing by .
- d.
-
Define by
We leave it to the reader to check that is a path homotopy from to .
Definition 5.2.4. §
A loop in a topological space based at a point is a path in from to . The point is called the basepoint of the loop.
Notation 5.2.5. §
For , we set and .
If we restrict our product maps on set of path homotopies to loops based at a point , we obtain an operation on the classes of paths
This operation makes into what is known as a group.
Definition 5.2.6. §
A group is a set together with an operation such that
- i.
-
for all ,
- ii.
-
there exists an identity element such that for all , and
- iii.
-
for every , there exists an inverse element such that .
Here are just a few interesting groups.
Examples 5.2.7. §
- a.
-
The integers with the operation forms a group. In this group, and the inverse of is .
- b.
-
The nonzero real numbers together with the operation forms a group. In it, and the inverse of is .
- c.
-
Given a set , the set of bijections forms a group with respect to the operation of composition. In it, the identity element is and the inverse of a bijection is its inverse function .
Proposition 5.2.8. §
For any , the set is a group under the operation induced by composition of paths.
Proof.
The operation in question is given on the classes of loops by . That this makes into a group follows from the various parts of Lemma 5.2.3: that is, the operation is associative by part d, the identity element is by part b, and the inverse of is by part c. □
Definition 5.2.9. §
The fundamental group of a space relative to a basepoint is the group together with the operation induced by composition of paths.
One might ask how the fundamental group depends upon the choice of basepoint. For this, we need a notion of equivalence among groups. Such an equivalence should be a bijection that respects the operation on its domain and codomain. A function between groups that respects these operations is called a homomorphism.
Definition 5.2.10. §
A function of groups is a homomorphism from the group to the group if for all .
Note that in the latter definition, the operation on the left is the operation on and the operation on the ring is the operation on .
Examples 5.2.11. §
Definition 5.2.12. §
A homomorphism from to is an isomorphism if it is a bijection.
Lemma 5.2.13. §
If is an isomorphism of groups, then so is the inverse function .
Proof.
Since is a bijection, its inverse is as well. We must show that is a homomorphism. Let , and note that there exist unique with and . We then have
□
Example 5.2.14. §
The function given by is an isomorphism from the real numbers with the operation of addition to the positive real numbers with the operation of multiplication. That is, it is clearly bijective, and we have for . Its inverse is the logarithm function .
Definition 5.2.15. §
We say that two groups and are isomorphic if there exists an isomorphism , in which case we write .
There is no such thing as the set of all groups, as it is too large. However, the following still makes sense.
Proposition 5.2.16. §
The relation is an equivalence relation on any set of groups.
Proof.
Let , and be groups. Then via the identity map. If , then by Lemma 5.2.13. If and , then we have isomorphisms and . Then is still a bijection, and for , so is a homomorphism as well, and therefore . □
So, we can now answer our question regarding fundamental groups relative to different basepoints.
Proposition 5.2.17. §
The fundamental groups and of a space relative to basepoints and are isomorphic if there exists a path in from to . Explicitly, the isomorphism determined by is
Proof.
Let be a path with and . Define a map
for . If , then , so this map induces the function . This is a bijection since it has an inverse induced by . It is then an isomorphism, since
□
Terminology 5.2.18. §
We call as in Lemma 5.2.17 conjugation by the path .
Remark 5.2.19. §
When is path connected, we often refer to the fundamental group of to mean the fundamental group relative to some basepoint, since all choices are isomorphic.
Remark 5.2.20. §
The isomorphism we constructed in the proof of Proposition 5.2.17 depends on the choice of a path from one basepoint to another. It is not in general unique, nor is it even necessarily the identity if the two points are the same.
Definition 5.2.21. §
A space is simply connected if it is path connected and is the trivial group for some (equivalently, all) .
Lemma 5.2.22. §
If is a simply connected space and , then any two paths in from to are path homotopic.
Proof.
Let . Then . Since is simply connected, , so , from which it follows that . □
Continuous maps between topological spaces give rise to maps between homotopy groups.
Lemma 5.2.23. §
Let be continuous, and let .
- a.
-
The path homotopy class of in depends only on the path homotopy class of .
- b.
-
If , then .
Proof.
If for some , and is a path homotopy from to , then is a homotopy from to . Part b is immediate from the definition of composition of paths. □
By Lemma 5.2.23, the following definition makes sense.
Definition 5.2.24. §
For a continuous function and , the map
given by is the homomorphism induced by on fundamental groups based at and .
The following property is immediate from the definitions.
Lemma 5.2.25. §
If and are continuous functions of topological spaces, then for any . Moreover, is the identity homomorphism on for any .
In particular, if is a homeomorphism, then is an isomorphism.
Corollary 5.2.26. §
Let be a homeomorphism of topological spaces. Then for any , the homomorphism is an isomorphism with inverse .
Proof.
Since , we have by Lemma 5.2.25, and similarly for the other composition. □
Definition 5.2.27. §
A retraction of onto a subspace is continuous function such that for all .
Examples 5.2.28. §
- a.
-
Let be a topological space, and for . Then the unique map is a retraction of onto .
- b.
-
Consider the closed disk in . Then the map given by the identity on and
for is a retraction.
Lemma 5.2.29. §
If is a retraction of a space onto a subspace , then for any , the map is surjective, and for the inclusion map , the map is injective with .
Proof.
Let be a loop in based at . Then is also a loop in based at , and , so is surjective. Since , we have the last equality of the statement, which forces to be injective. □
5.3. Covering spaces
Definition 5.3.1. §
Let be a continuous map of topological spaces, and let be an open set in contained in . We say that is evenly covered by if is a disjoint union of open subspaces of , each of which is mapped homeomorphically onto by .
Remark 5.3.2. §
If is an open subset of evenly covered by and , then
where is an open neighborhood of in such that is a homeomorphism.
Definition 5.3.3. §
We say that a continuous surjective function between topological spaces is a covering map if for each , there exists an open neighborhood of such that is evenly covered by . The space , together with its covering map, is then said to be a covering space of .
Example 5.3.4. §
View as the unit circle in . The function given by is a covering map. Inside any open neighborhood of , we have an open set for a sufficiently small . The set is the disjoint union of the open sets for . This is a disjoint union of open neighborhoods of the points forming the inverse image .
Example 5.3.5. §
The function defined by is a covering map. Since the polynomial for has exactly roots in , all of which have complex absolute value , every point has points in its inverse image. (If for some , then these roots have the form , where .) The inverse image of any proper open arc centered at is the disjoint union of open arcs centered at these points of , where the latter arcs are of arc length times that of the original arc.
The following is easily verified.
Lemma 5.3.6. §
Covering maps are surjective local homeomorphisms. In particular, they are open maps.
Remark 5.3.7. §
The converse to Lemma 5.3.6 not hold. For instance, consider the restriction of the map of Example 5.3.4 to . It is a surjective local homeomorphism. Let be an arbitrarily small neighborhood of as in said example. Then , and it does not map homeomorphically onto : in fact, its image does not even contain . Thus, is not a covering map.
Lemma 5.3.8. §
Let be a covering map, and let be the inverse image in of an open subspace of . Then is a covering map.
Proof.
By definition, the restriction is a continuous surjective map. Let , and let be an open neighborhood of in (hence in ) contained in . By Remark 5.3.2, the open set is a disjoint union of open sets in for each with a homeomorphism. For , since , we have . That is, takes homeomorphically onto its image . □
Lemma 5.3.9. §
Let and be covering maps. Then the product map with is a covering map as well.
Proof.
For , let and be open neighborhoods of and in and respectively such that and are disjoint unions of open neighborhoods of the points in the inverse images of and , respectively, such that the images of these open neighborhoods map homeomorphically under and to and , again respectively. Then is a disjoint union of all products of these sets, one for each point in , and again, they each map homeomorphically to under by construction. □
Example 5.3.10. §
Consider the product map of of the map of Example 5.3.4 with itself. By Lemma 5.3.9, it is a covering map. That is, the plane is a covering space of the torus.
We next discuss the notion of lifting of paths to covering spaces.
Definition 5.3.11. §
Let be a continuous function, and let be a surjective continuous function. A (continuous) lifting of to is a continuous function such that . We say that lifts if is a lifting of .
Proposition 5.3.12. §
Let be a covering map, let , and set . If is a path in with initial point , then there exists a unique lifting of to a path in with initial point .
Proof.
Since is a covering map, there exists an open cover of by sets that are evenly covered by . Then is an open cover of . By Lemma 3.3.8, there exists such that the intervals with are each contained in some element of , which has the form for some .
We define with on each recursively. Suppose we have defined on for some . Let . Since evenly covers , we have an open neighborhood of which maps homeomorphically to under . Let be the inverse homeomorphism, and define for . The map on is then continuous by Lemma 2.1.12. Note that this is the only continuous extension of from to . That is, and is the disjoint union of and its complement in the inverse image, so in that must have connected image, its entire image must lie in . But then the map is bijective, so is the only continuous lift of to in . Thus, we have defined our unique path lifting with . □
Similarly, we have the following, which we leave unproven. The proof is similar to that Proposition 5.3.12, replacing the even subdivision of into intervals with the subdivision of into squares with vertices with , for some .
Lemma 5.3.13. §
Let be a covering map with for some and . If is a continuous map with , then there exists a unique lifting with .
We use this to prove the following.
Proposition 5.3.14. §
Let be a covering, let be path homotopic paths. Set , and let . Let and be the unique lifts of and , respectively, to paths in with initial point . Then and satisfy and are path homotopic.
Proof.
Let be a path homotopy between and , and use Lemma 5.3.13 to uniquely lift it to with . We repeatedly use the uniqueness of Proposition 5.3.12. Then is a path lifting with initial point , so must be . Similarly, is a path lifting the constant path with initial point , so must be the constant path . Then , and is a path lifting with initial point , so must be . Finally, is a path lifting the constant path with , so must also be constant. Thus, and have the same final point, and is a path homotopy from to . □
We are now ready to prove a theorem connecting covering spaces and the fundamental group.
Theorem 5.3.15. §
Let be a covering, let and with . The function taking for to the endpoint of the unique lift of to with initial point is well-defined. If is path connected, then is surjective, and if is simply connected, then is bijective.
Proof.
That is well-defined is an immediate consequence of Proposition 5.3.14. If is path connected and , then choose a path . Then is a lift of , and .
Suppose that is simply connected, and let with . Let denote the latter point. Let and be the unique lifts to of and , respectively, with initial point . Then have final point by assumption. Since is simply connected, there then exists a homotopy from to , and then is a homotopy from to . In other words, we have , so is injective. □
We can now compute the fundamental group of relative to any basepoint.
Theorem 5.3.16. §
The fundamental group of is isomorphic to the integers with the operation of addition.
Proof.
The map given by is a covering. Since is simply connected and the inverse image of is , Theorem 5.3.15 tells us that the map is a bijection.
We need only show that is a homomorphism. So, let , and set and . Let be a lift of with initial point ; its final point is then . Let be the unique lift of with initial point , and note that the function is a lift of with initial point and final point . Then lifts and has final point , so . □
This has some fascinating applications. We give a few.
Example 5.3.17. §
There is no retract from the closed unit disk (i.e., ball) about the origin in to . That is, is simply connected, and has nontrivial fundamental group. Any retract would induce a nonexistent surjection from the fundamental group of based at a point of , which is trivial, to the nontrivial fundamental group of based at that point.
Definition 5.3.18. §
A fixed point of a function from a set to itself is such that .
The following is the Brouwer fixed point theorem for the unit disk in .
Theorem 5.3.19 (Brouwer fixed-point theorem). §
Let be the closed unit disk in . If is continuous, then has a fixed point.
Proof.
Suppose has no fixed point. Define by letting for be the unique point of on the ray from to in . Then is a retract from onto , as the reader will verify. But this contradicts Example 5.3.17. □
5.4. Homotopies
We now consider a more general notion of homotopy than path homotopy, which is less restrictive (and therefore somewhat simpler to define) even in the case of paths.
Definition 5.4.1. §
Let and be topological spaces, and let be continuous functions. A homotopy from to is a continuous function such that and for all .
Definition 5.4.2. §
We say that two continuous functions are homotopic if there exists a homotopy from to .
Lemma 5.4.3. §
The property of being homotopic is an equivalence relation on the set of continuous functions from a topological space to a topological space .
Proof.
Let denote the relation on given by if there exists a homotopy from to . Given , the function given by is a homotopy from to itself, so . If is a homotopy from to , then defined by is a homotopy from to , so is symmetric. If and and is a homotopy from to and is a homotopy from to , then defined by
is a homotopy from to . □
Examples 5.4.4. §
- a.
-
Any two continuous functions are homotopic. That is, given by provides a homotopy.
- b.
-
Let and be a discrete space. Then no two distinct functions are homotopic. That is, any continuous function has connected image, and is therefore constant.
- c.
-
Let and be the paths in given by and , as in Example 5.1.2. Since is a simple loop in the complex unit circle , we see from Theorem 5.3.16 that and are not path homotopic. On the other hand, they are homotopic via given by . Thus, homotopic paths need not be path homotopic.
Lemma 5.4.5. §
Let and be topological spaces, and let . Let be a homotopy from a continuous to a continuous function such that is a constant function of . Set . Then the homomorphisms
are equal.
Proof.
Let . We claim that
is a path homotopy from to . That is, and , while and . We then have
□
In fact, we may improve Lemma 5.4.5 as follows.
Proposition 5.4.6. §
Let and be topological spaces, and let . Let be a homotopy from a continuous to a continuous function . Then defined by for is a path from to in , and we have
where is conjugation by as in Lemma 5.2.17.
Proof.
Let . We wish to show that , or equivalently, that there is a homotopy
of paths from to . Note that and are loops in based at and , respectively. We define by
Then is continuous as the values
of agree at and , respectively. At , we have
And at , we have and if , and and if . Thus, is the desired path homotopy. □
Corollary 5.4.7. §
If and are homotopic continuous maps , then for any basepoint in , the map is injective (resp., surjective) if and only if is.
Definition 5.4.8. §
A continuous map of topological spaces is nullhomotopic if is homotopic to a constant map from to .
Corollary 5.4.9. §
If is nullhomotopic, then the homomorphism is trivial.
Proof.
Suppose that is homotopic to the constant function with value . Fix , set , and consider . By Proposition 5.4.6, we have where is a path in from , and note that , which is trivial. □
We also have the following rather profound consequence.
Theorem 5.4.10 (Fundamental theorem of algebra). §
Every nonconstant polynomial with complex coefficients has a root in .
Proof.
Suppose that is a polynomial of degree with leading coefficient (by scaling, without loss of generality). Then is a polynomial of degree less than , which means that there exists such that for all with : i.e., we can choose any greater than the sum of the absolute values of the coefficients of .
We claim that the map given by
which is well-defined as has no roots, is homotopic to given by . Consider given by
It satisfies and for all . Also, for and , we have
and therefore the denominator in is always nonzero. That is, the function is a well-defined homotopy from to .
If has no roots in , then extends to a map on the simply connected space by the same formula, so if is the inclusion, then factors through the trivial group , so is trivial. On the other hand, induces multiplication by on . By Corollary 5.4.7, this forces . That is, is constant. □
Definition 5.4.11. §
A deformation retraction from a topological space to a subspace is a homotopy from the identity map on to a retraction from to such that for all and . If a deformation retraction from to exists, we say that is a deformation retract of .
Example 5.4.12. §
The unit circle in is a deformation retract of via the function given by
for and .
Proposition 5.4.13. §
Let be a deformation retract of , and let . Then the inclusion map gives rise to an isomorphism
Proof.
Let be a deformation retraction from to . It satisfies the conditions of Lemma 5.4.5 for the basepoint , and therefore defined by is a retraction satisfying
Since , we also have
Thus, is an isomorphism with inverse . □
As a special case, we have the notion of a contractible space.
Definition 5.4.14. §
A space is contractible, or contractible to a point if the subspace is a deformation retract of .
Remark 5.4.15. §
If is contractible to a point in , then it is contractible to every point in .
The following is immediate from Proposition 5.4.13.
Corollary 5.4.16. §
If is contractible, then its fundamental group is trivial.
In Corollary 5.2.26, we may obtain an isomorphism on fundamental groups under a weaker condition on our continuous map. For this, we make the following definition.
Definition 5.4.17. §
A continuous map of topological spaces is a homotopy equivalence if there exists a continuous function such that is homotopic to and is homotopic to . We say that is a homotopy inverse to .
Examples 5.4.18. §
- a.
-
If is a homeomorphism, then it is a homotopy equivalence with homotopy inverse its inverse .
- b.
-
If is deformation retract of , then the inclusion map is a homotopy equivalence with homotopy inverse a retraction .
- c.
-
The inclusion map of the open unit disk about the origin in into is a homotopy equivalence. Note that any continuous map from to itself that fixes also fixes , so there does not exist a retraction from to .
Proposition 5.4.19. §
Let be a homotopy equivalence, let and . Then
is an isomorphism for any .
Proof.
Let be a homotopy inverse to . For a homotopy from to , set . Let for , which is a path from to in . By Propsition 5.4.6, we have
but is an isomorphism with inverse , so is an isomorphism. Switching the roles of and , we see that is also an isomorphism, so and are mutually inverse. □