Chapter 4
Countability and separation axioms
4.1. Countability axioms
Definition 4.1.1. §
A topological space is said to be first-countable if every point of has a countable basis of open neighborhoods.
Example 4.1.2. §
If is a metrizable space, then is first-countable. For instance, if is a metric on , then has the countable basis of open neighborhoods.
Proposition 4.1.3. §
Let be a subset of a first-countable topological space . Then is the set of limits of convergent sequences in .
Proof.
If there exists a sequence in with limit , then every neighborhood of contains all for sufficiently large, so by definition. Conversely, if and is a basis of open neighborhoods of , then we may pick for each , and the sequence has limit . □
Proposition 4.1.4. §
Let be a first-countable space. Let . If is a function such that for every convergent sequence in with limit , the sequence converges to , then is continuous at .
Proof.
Let be an open set in , let , and let be a countable basis of open neighborhoods of . If does not contain an open neighborhood of , then it cannot contain any . Assume this, and for each , choose such that . Then the sequence converges to , and by assumption, converges to . Therefore, there exists such that for all , so for such , contradicting our assumption. □
Definition 4.1.5. §
A topological space is second-countable if has a countable base for its topology.
Example 4.1.6. §
The space is second-countable, since it has the base .
Example 4.1.7. §
The space is second-countable in the product topology but not in the uniform topology. In the product topology, we can take the countable base consisting of products
with and for for some .
In the uniform topology, we have the uncountable discrete subspace
every two points being distance apart in the uniform metric. For any base of , the open balls of radius about the points of would each contain an element of the base, which is therefore uncountable. In particular, metrizable spaces are not necessarily second-countable.
Definition 4.1.8. §
A topological space is Lindelöf if every open cover of has a countable subcover.
Proposition 4.1.9. §
Second-countable spaces are Lindelöf.
Proof.
Let be an open cover of , and let be a countable base of . Let be the set of positive integers such that is contained in an element of . For each , let with . We claim that covers .
If , then for some . Since is a base for the topology on , there exists such that . By definition of , we then have , and so . Thus, we have proven the claim. □
Recall that a subset of a topological space is is dense if .
Definition 4.1.10. §
A topological space is separable if it has a countable dense subset.
Proposition 4.1.11. §
Second-countable spaces are separable.
Proof.
Let be a countable base of . For each , choose , and set . Then for any and open neighborhood of , there exists such that , so in particular . Thus, , so is dense in . □
For metric spaces, the converses to Propositions 4.1.9 and 4.1.11 hold.
Theorem 4.1.12. §
For a metric space , the following are equivalent:
- i.
-
is second-countable,
- ii.
-
is Lindelöf, and
- iii.
-
is separable.
Proof.
By Propositions 4.1.9 and 4.1.11, it suffices to show that Lindeöf spaces are second-countable and separable spaces are second-countable. Let be a metric space.
Suppose first that is Lindelöf. For positive integers , let be a countable subcover of the open cover of by balls of radius . Let , which is also countable. We claim that is a base for the metric topology on . Let and , and consider the open ball . Choose with , and let be such that . Then by the triangle inequality, hence the claim.
Next, suppose that is separable, and let be a countable dense subset. We claim that the countable collection
of open balls is a base for the metric topology on . Let and . As is dense, contains a point , and if we take such that , then by the triangle inequality, hence the claim. □
4.2. Separation axioms
In this section, we consider both weaker and stronger conditions in terms of the separation of points in a topological space than our much-used Hausdorff condition. We begin by defining the word “separated” in the sense of topology.
Definition 4.2.1. §
We say that two subsets and of a topological space are separated if and .
Definition 4.2.2. §
A separation of is a set of two disjoint open subspaces of with union .
Remark 4.2.3. §
A space has a separation if and only if it is disconnected, in which case it is the topological disjoint union of the two spaces and in the separation. Moreover, these and are clearly separated. Similarly, if is the union of two separated subsets, then they are both closed, hence open, and therefore constitute a separation of .
Here then are several weaker conditions that being Hausdorff.
Definition 4.2.4. §
- a.
-
A space is said to be if every two distinct points of have distinct sets of open neighborhoods.
- b.
-
A space is said to be if points of are closed.
- c.
-
A space is said to be if it is Hausdorff.
Example 4.2.5. §
Spaces that are but not are ubiquitous in modern algebraic geometry. For instance, what is known as the spectrum of the ring of integers of is a space consisting of one point and another point for each prime number . It has a base consisting of and the complements of finite sets with each prime. The closure of is . Unfortunately, the explanation for why algebraic geometers consider this space lies beyond the scope of this course.
Definition 4.2.6. §
A space in which every two points with distinct sets of open neighborhoods are separated is called symmetric.
Lemma 4.2.7. §
A space is if and only if it is symmetric and , i.e., every pair of distinct points is separated.
Proof.
Suppose is . If are distinct, then and are distinct open neighborhoods of and , respectively, so is . Moreover, for all , so for , the sets and are separated. That is, is symmetric.
Conversely, if is and , then for any , there exists an open neighborhood containing and not . If is also symmetric, then since and have distinct sets of neighborhoods, and are separated. In particular, , which is to say that is closed. □
Definition 4.2.8. §
- a.
-
A topological space is regular if for every point and closed subset of with , there exist disjoint open sets and with and .
- b.
-
A topological space is normal if for every two closed, disjoint subsets and of , there exist disjoint open subsets and of such that and .
Since in a topological space, points need not be closed (i.e., the space need not be ), it is not clear that either regular or normal should implies Hausdorff. In general, they do not, and normal does not imply regular. So, we make the following definitions.
Definition 4.2.9. §
The following tells us that a -space is Hausdorff and a -space is regular.
Lemma 4.2.10. §
If a space is for some , then it is .
Proof.
By Lemma 4.2.7, a -space is , and by Lemma 1.5.9, a -space is .
Suppose is . Take with . By the -axiom, there is without loss of generality an open neighborhood of than does not contain . Then and are disjoint, hence by the regularity condition, are contained in disjoint open sets and , respectively. Then and , so is Hausdorff.
Similarly, suppose that is . Let , and let be closed with . Since is , the set is closed. Therefore, by normality there exist open disjoint sets containing and containing , as desired. □
The reader can check the following, which is most interesting for and stops at -spaces.
Lemma 4.2.11. §
For , every subspace of a -space is .
Example 4.2.12. §
The space with the topology consisting of sets of the form , where is open in in the Euclidean topology and is a countable subset of , is Hausdorff but not regular. It is Hausdorff since its topology is finer than the Euclidean topology on . It is not regular, as the set is closed in its topology, and the open sets containing in are the complements in of countable sets of irrational numbers. An open neighborhood of an irrational number contains all but countably many points in an open interval around it, and so does , but such an interval is uncountable, so cannot be empty.
Lemma 4.2.13. §
A space is regular (resp., normal) if and only if every open set of containing a point (resp., closed set ) contains the closure of an open set containing (resp., ).
Proof.
Let be regular (resp., normal). Let be a singleton (resp., closed) subset of , and let be an open subset containing . Then is disjoint from , so by regularity (resp., normality) of , there exist disjoint open sets containing and containing . Then . Since is closed, contains , so is the desired open set.
Conversely, suppose that for any singleton (resp., closed) subset of , every open set of containing contains the closure of an open set containing . Let be a closed set disjoint from , and let be an open subset of containing and such that . Take so that , and note that and are disjoint. Thus, is regular (resp., normal). □
We have seen that a direct product of Hausdorff spaces is Hausdorff. The analogous statement holds for regular Hausdorff spaces (i.e., -spaces).
Proposition 4.2.14. §
A product of -spaces is in the product topology.
Proof.
Let , where is a collection of -topological spaces. Then is Hausdorff, and in particular, its points are closed. Let , and let be an open neighborhood of . Then contains a basic open neighborhood , where each is open in and all but finitely many equal . For every , we may choose an open neighborhood of with by Lemma 4.2.13. If , we take as well. Then contains and has closure , as desired. □
The following example shows that even a finite direct product of -spaces need not be .
Example 4.2.15. §
Consider with the lower-limit topology generated by the base of open sets with . Note that these sets are closed as well, since has complement . Then is normal Hausdorff. To see normality, take disjoint closed sets and in . For each , we pick with in the complement of and let be the union of these half-open intervals. Similarly, for each , we pick with in the complement of and let be the union of these intervals. Take and , and suppose without loss of generality that . Then since , so the intersection is empty, and therefore and are disjoint.
On the other hand, the product is regular Hausdoff by Proposition 4.2.14, but it is not normal. The subspace of has the discrete topology and is closed in , and if we take the subset , then and are closed subsets of that are not contained in disjoint open neighborhoods of . We omit the nontrivial proofs of these facts.
Theorem 4.2.16. §
Regular, second-countable spaces are normal.
Proof.
Let be regular and second-countable. Let be a countable base for the topology on . Let and be disjoint closed subsets of . By regularity, for each we can find an open neighborhood of with disjoint from , and contained in we can find some neighborhood in of . Together, these basis elements give a countable covering of with for each . Similarly, we can find a countable covering of with . For each , consider the open sets
If , then for some , and for all , so . The open sets and contain and , respectively, and they are disjoint, since if for some , then for by definition of and for by definition of . □
Theorem 4.2.17. §
Metrizable spaces are normal.
Proof.
Let and be disjoint, closed subsets of a metrizable space , and let be a metric on . For each , there exists with , and similarly, for each , there exists with . Set
Then and are open containing and , respectively. If , then there exist and such that and . By the triangle inequality, we then have . If , then , a contradiction, and if , then , contradiction. Thus and are disjoint. □
Theorem 4.2.18. §
Compact Hausdorff spaces are normal.
Proof.
Let be a compact Hausdorff space, and let and be disjoint closed subsets of , which are necessarily compact. Lemma 3.2.7 implies that compact Hausdorff spaces are regular. That is, for each , we may choose disjoint open sets containing and containing . Then the sets cover , hence have a finite subcover, say by . Then and are disjoint open sets containing and , respectively. □
Using the one-point compactification, we may use Theorem 4.2.13 to give a quick proof of the analogous result for locally compact Hausdorff spaces.
Corollary 4.2.19. §
Locally compact Hausdorff spaces are regular.
Proof.
Let be locally compact and Hausdorff. Let be its one-point compactification, which is compact Hausdorff and therefore normal. As is , it is also , and is as a subspace of . □
4.3. Urysohn’s lemma
Theorem 4.3.1 (Urysohn’s lemma). §
A topological space is normal if and only if for every pair of disjoint nonempty closed sets and of , there exists a continuous function such that and .
Proof.
Let be a normal space. Set , and by normality of , pick an open set containing with . We will construct open sets for such that if with , then .
Fix any bijection with and . For each , let be the largest value of with that is less than , and let be the smallest value of with that is greater than . Suppose by induction that we have constructed for all . By Lemma 4.2.13, we may choose an open set containing and such that is contained in . For negative , set , and for greater than , set . In this way, we have constructed open sets for all rational numbers such that if are rational numbers.
We now define by setting
for . If , then , so . If , then but for all rationals , so . If , then for all rationals , so . Given a nonempty open interval in and in its inverse image, we then have with . Since , we have , and since , we have . That is, we have , which is an open neighborhood with image under contained in . Thus, is continuous.
As for the converse, note that if and are disjoint closed sets in and is a continuous function with and , then and are disjoint open sets containing and , respectively. □
Definition 4.3.2. §
A space is completely regular if for every closed set in and , there exists a continuous function with and . A space is said to be Tychonoff, or , if it is completely regular and .
Remark 4.3.3. §
A normal Hausdorff space is Tychonoff, and a completely regular space is regular.
We leave it to the reader to check that the following hold, the condition on subspaces between the motivation for the word “completely”.
Proposition 4.3.4. §
Subspaces and products of completely regular spaces are completely regular.
Regularity, together with second-countability, implies complete regularity (since it implies normality). In fact, we have the following.
Lemma 4.3.5. §
Let be a regular, second-countable space. Then there exists a countable collection of continuous functions such that for each pair of a closed subset of and , there exists such that and .
Proof.
Since is second-countable and regular, it is normal. Let be a countable base of open sets in . If , then by Urysohn’s lemma, there exists a continuous function with and .
The set contains some neighborhood of , which contains the closure of some neighborhood of by the regularity of . Then and . Since the collection of functions is countable, we have the lemma. □
Theorem 4.3.6 (Urysohn metrization theorem). §
Second-countable regular Hausdorff spaces are metrizable and are exactly the spaces that are homeomorphic to subspaces of the product space , where is countably infinite.
Proof.
We may take . Recall that is metrizable by Proposition 2.2.16, so to show metrizability, it suffices to embed our second-countable regular space in . If we can do this for a given , then is regular Hausdorff and second-countable, and then so is .
Let be a sequence of functions as in Lemma 4.3.5 and use them to define a function , which is continuous as each is continuous. Since is Hausdorff, for any with , the set is an open neighborhood of , so we can for each in find an such that and . Thus, is injective.
It remains to show that is an open map to its image. Let be an open set in , let , and let with . Choose an such that and for all . Let be the open set in the image of , where is the th projection map from . Then , so . For , we have for some with , so and therefore . That is, we have . Thus, is open. □
Another application of Urysohn’s lemma is found in the following theorem.
Theorem 4.3.7 (Tietze extension theorem). §
Let be a closed subspace of a normal topological space . Any continuous map of into an interval in can be extended to a continuous map of into the same interval in .
Proof.
It is sufficient to prove this result for maps into , and , since all intervals in are homeomorphic to one of these. We next show how the result reduces to maps to . Given any , let and . By Urysohn’s lemma, there exist continuous functions and with , , and . If , then set , and note that . Moreover, it satisfies if and if , so . Similarly, if , then set . Then , and .
We next prove a weaker result. Suppose that is continuous. Let
By Urysohn’s lemma, there exists a continuous function
with and . Then
for all . That is, for , we have , and for , we have .
Now let be continuous. Suppose by induction that for some we have found continuous functions
for with
for all . Then the argument of the previous paragraph applied to yields the next function in the induction. Since , the infinite series
is well-defined, and by definition, it restricts to on . Moreover, is continuous as the partial sums converge uniformly to on : that is, for all . □
Definition 4.3.8. §
The support of a continuous function from a topological space to is the closure
Definition 4.3.9. §
Let be an open cover of for some . A finite collection of continuous functions is a partition of unity on subordinate to, or dominated by, if for each and for all .
Lemma 4.3.10. §
Let be a finite open cover of a normal space for some . Then there exists an open cover of with for all .
Proof.
It suffices to show the existence of open with and such that covers , since then we can repeat with this new cover, replacing and so forth. Let . By normality of , there exists an open set containing with . Then the collection covers . □
Proposition 4.3.11. §
Let be a finite open cover of a normal space . Then there exists a partition of unity on subordinate .
Proof.
By Lemma 4.3.10, we can find an open cover with for and an open cover with for each . By Urysohn’s lemma, there exist functions such that and . Since , we have . For each , we have for some , and therefore . We may then define
for . Then the form the desired partition of unity. □
Definition 4.3.12. §
A second-countable Hausdorff space is said to be a manifold if there exists such that every point of has an open neighborhood homeomorphic to . We then say that is -dimensional, or an -manifold.
Remark 4.3.13. §
To say that a point in has an open neighborhood homeomorphic to is to say that it has an open neighborhood homeomorphic to an open subset of (in particular, as open balls in are homeomorphic to ). Equivalently, there is a local homeomorphism with image containing the point.
Example 4.3.14. §
Open sets in and the sphere are -manifolds. The torus is an example of a -manifold, or surface.
We have the following application of Urysohn’s lemma and partitions of unity to manifolds.
Theorem 4.3.15. §
Any compact manifold can be embedded in for some .
Proof.
Since is a manifold, it has an open cover by open sets that may be embedded in for some fixed . Since is compact, there exist that together cover . Let be an open embedding. By Theorem 4.2.18, the space is normal, so there exists a partition of unity subordinate to . For each , set and define by for and for . Note that is well-defined as for .
We set
which is continuous as a product of continuous functions. We claim that is an embedding, which will finish the proof with . Since is compact, it is enough to show it is injective. If and , then and for all . Let be such that so that . Then and , so . As is injective, we have . □