Romyar SharifiLECTURE NOTES
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LECTURE NOTES / Chapter 6

Algebraic Number Theory

Romyar Sharifi

Chapter 6 Ramification theory

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Chapter 6
Ramification theory

6.1. Semi-local theory

Notation 6.1.1.

We often use a subscript v to denote a valuation ||v on a field K, even when that valuation is archimedean. When ||v is nonarchimedean, v also denotes an additive valuation corresponding to v, and when it is discrete, the additive valuation is chosen to have image {}.

Notation 6.1.2.

We let Kv denote the completion of K with respect to a valuation denoted ||v.

Remark 6.1.3.

Let A be a Dedekind domain and 𝔭 a prime ideal of A. Let ||𝔭 be a valuation on the quotient field K of A such that |a|𝔭 = cv𝔭(a) for some c >1 and all a K×. Then we may speak of the completion K𝔭 of K with respect to this valuation.

The following theorem explores extensions of valuations in the case that the ground field is not complete. In this case, uniqueness of the extension need not hold, but we can classify the distinct extensions.

Theorem 6.1.4.

Let K be a field and v a valuation on K. Let v¯ be an extension of v to a valuation on an algebraic closure Kv¯ of Kv. Let L be an algebraic extension of K. For any extension of v to a valuation w on L, there exists an embedding τ : L Kv¯ fixing K such that w = v¯τ, by which we mean that

|β|w = |τ(β)|v¯

for all β L. If τ: L Kv¯ is another embedding fixing K, then w = v¯τ is equal to w if and only if τ and τ are conjugate over Kv: i.e., τ = σ τ for some automorphism σ of Kv¯ fixing Kv.

Proof.

The valuation that w induces on the completion Lw can only be the unique valuation extending the valuation that v induces on Kv. If τ : Lw Kv¯ is any field embedding fixing Kv, then v¯τ is a valuation on Lw that extends v on Kv, and hence it must be w.

For the second statement, suppose first that τ = σ τ with σ AutKv(Kv¯). Again, v¯ is the unique valuation on Kv¯ extending the valuation on Kv, so v¯σ = v¯. But then we have v¯τ = v¯τ, and restricting to L, this means that w = w.

Conversely, suppose that w = w. Note that ττ1: τ(L) τ(L) is an isomorphism fixing K. Suppose that LK is finite. As K is dense in Kv and τ(L) is also a finite extension of K, we have that τ(L) is dense in τ(L)Kv (and similarly for τ). Define

σ : τ(L)Kv τ(L)K v

by

σ(α) = limnτ(α n)

for α τ(L)Kv, choosing a sequence (αn)n of elements of L such that (τ(αn))n converges to α. Note that this is independent of choice, as if αn is another such sequence, then the limits of (τ(αn))n and (τ(αn))n are the same by continuity of τ. But then τ = σ τ, and σ is the unique isomorphism fixing Kv with this property. We then extend σ to an element of AutKv(Kv¯), obtaining the desired map.

In general, L is a union of finite extensions E of K. For each such E, we have defined a unique isomorphism σE: τ(E)Kv τ(E)Kv such that τ|E = σEτ|E. If E and E are two finite extensions of K in L, then σE and σE agree on τ(E E)Kv τ(E)Kvτ(E)Kv by uniqueness. Together, the collection of maps σE defines an embedding of the compositum of the fields τ(E)Kv into Kv¯. We then extend this embedding to an automorphism of Kv¯ fixing Kv, and by definition, it has the property that τ = σ τ.

Notation 6.1.5.

If LK is an extension of fields, v is a valuation on K, and w is a valuation on L, then we write wv to denote that w is equivalent to an extension of v. The set of wv will mean a set of representatives of the equivalence classes of the extensions of v to L.

The following is in essence a consequence of Proposition 1.1.1.

Proposition 6.1.6.

Let LK be a finite separable extension of fields and v a valuation on K. Then there is an isomorphism

κ : LKKv wvLw

such that κ(β 1) = (ιwβ)w for all β L, where ιw: L Lw is the canonical embedding of a field in its completion.

Proof.

As LK is finite and separable, there exists an element 𝜃 L such that L = K(𝜃). Let f be the minimal polynomial of 𝜃 over K, and let f = i=1mfi over Kv, where the fi are irreducible (and necessarily distinct by separability of f). Choose a root 𝜃i of fi(x) for each i inside a fixed algebraic closure Kv¯ of K. Proposition 1.1.1 provides an isomorphism

LKKv i=1mK v(𝜃i)

such that 𝜃 1 is sent to 𝜃i in the ith coordinate. By Theorem 5.4.7, the field Kv(𝜃i) is necessarily complete with respect to a valuation wi extending v. The embedding τi: L Kv(𝜃i) sending 𝜃 to 𝜃i and fixing K has dense image, so Kv(𝜃i) is isomorphic to the completion of L with respect to wi.

If w is any valuation on L extending v, then Theorem 6.1.4 yields an embedding τ of L into Kv¯ such that w = v¯τ, where v¯ is the unique extension of v from Kv to Kv¯. Then τ(𝜃) is the root of fi for some i, so there exists an automorphism σ over Kv¯ fixing Kv such that τ = σ τi and therefore w = v¯σ τi = v¯τi = wi.

Corollary 6.1.7.

Let LK be a finite separable extension of fields and v a valuation on K. Then we have

[L : K] =wv[Lw : Kv].

We can get more out of Proposition 6.1.6, which we will use later.

Definition 6.1.8.

Let LK be a finite separable extension of fields and v a valuation on K.

a.

The norm map for LK at v is the map

NLKv: wvLw Kv

given by

NLKv((β w)w) =wvNLwKv(βw).
b.

The trace map for LK at v is the map

TrLKv: wvLw Kv

given by

TrLKv((β w)w) =wvTrLwKv(βw).

When v is understood, these are denoted more simply by NLK and TrLK.

We have the following, which says that NLKv and NLK coincide on L (using its natural embedding in each Lw), and similarly for trace maps.

Proposition 6.1.9.

Let LK be a finite separable extension of fields, and let v be a valuation on K. For β L, we may view it as an element of Lw for each wv, and as elements of Kv, we have

NLK(β) =wvNLwKv(β) and TrLK(β) =wvTrLwKv(β).
Proof.

Let mβ: L L be left multiplication. This indues a Kv-linear transformation mβidKv on Kv, and the characteristic polynomials of mβ and mβidKv agree. Noting that the isomorphism of Proposition 6.1.6 is one of L-vector spaces, the characteristic polynomial of mβidKv coincides with the product of the characteristic polynomials of multiplication by β on the Lw for wv. The result is then a consequence of Proposition 1.3.3.

The following result on valuation rings will later be useful to us.

Proposition 6.1.10.

Let LK be a finite separable extension of fields and v a discrete valuation on K. Suppose that (β1,,βn) is an ordered basis for LK such that |βi|w 1 for all 1 i n and places w of L lying over v, and |D(β1,,βn)|v = 1. Then the isomorphism

κ : LKKv wvLw

of Proposition 6.1.6 restricts to an isomorphism

κ: i=1n𝒪 v(βi1) wv𝒪w,

where 𝒪v (resp., 𝒪w) denotes the valuation ring of Kv (resp., Lw).

Proof.

First, we note that both the domain and codomain of κ are free 𝒪v-modules of rank n = [L : K]. Moreover, κ is injective, so it suffices to show that κ is surjective. For this, note that the trace pairing ψ : L×L K given by

ψ(α,β) = TrLK(𝛼𝛽)

extends to a unique Kv-bilinear pairing

ψv: (LKKv)×(LKKv) Kv,

which is given on simple tensors by the equation

ψv(α a,β b) = 𝑎𝑏TrLK(𝛼𝛽).

Let w1,,wg be the places of L lying over v. Since 𝒪v is a PID, each valuation ring 𝒪wi is a free 𝒪v-module of rank ni = [Lwi : Kv]. So, for 1 i g, let

mi =j=1i1n i,

and let (λmi+1,,λmi+1) be an ordered basis of 𝒪wi as a free 𝒪v-module. We view each λi as sitting in the product i=1g𝒪wi by taking the other coordinates to be zero. Let A = (ai,j) GLn(Kv) be the matrix such that

λi =j=1nκ(β jai,j), (6.1.1)

for each 1 i n. We must show that A has entries in 𝒪v.

Via κ, the pairing ψv gives rise to a pairing

ψ~: i=1gL wi ×i=1gL wi Kv

that is given on the basis (λ1,,λn) by

ψ~(λi,λj) = ψv(κ1(λ i),κ1(λ j)) =k=1n l=1nψ v(βkai,k,βlaj,l) =k=1na i,kl=1na j,lTrLK(βkβl) =k=1na i,kl=1na j,lh=1gTr LwhKv(βkβl) = TrLKv(λ iλj).

Here, of course, we have applied Proposition 6.1.9.

Note that λiλj has nontrivial component in Lwh if and only if mh+1 i,j mh+1. If this is the case, then

ψ~(λi,λj) = TrLw hKv(λiλj),

and otherwise ψ~(λi,λj) = 0. It follows that the matrix M = (ψ~(λi,λj)) is block-diagonal with determinant

i=1gD(λ mi+1,,λmi+1),

and this is exactly the discriminant of ψ~ relative to the basis (λ1,,λn).

On the other hand, the discriminant of ψ~ relative to the basis (β1,,βn) is D(β1,,βn) by definition, and we have by (6.1.1) and Lemma 1.4.6 that

D(β1,,βn) = det(A)2det(M) = i=1gD(λ mi+1,,λmi+1).

Since D(λmi+1,,λmi+1) 𝒪v×for each i and D(β1,,βn) 𝒪v× as well, we therefore have det(A) 𝒪v×. Since the inverse of A has coefficients in 𝒪v, we therefore have that A does as well.

Finally, let us treat the special case of valuations on global fields and prove a product formula that generalizes the cases of and 𝔽p(t) for prime numbers p. The following modification of the complex absolute value is necessary to account for the fact that a complex embedding and its complex conjugate have the same valuation.

Notation 6.1.11.

Let K be a global field and v a place K. We set

v: Kv× 0

by v = ||v if v is not complex, and v = ||v2 if v is complex.

We have the following consequence of Proposition 6.1.9.

Lemma 6.1.12.

Let LK be a finite separable extension of global fields, and let v be a place of K. For β L, we have

NLK(β)v =wvβw.
Proof.

Remark 5.4.2 and the definition of v tell us that for a place w of L over v, we have

αw = αv[Lw:Kv]

for all α K. Noting Proposition 6.1.9, we then have

NLK(β)v =wvNLwKv(β)v =wvNLwKv(β)w[Lw:Kv]1 = wvβw.

Theorem 6.1.13 (Product formula).

Let K be a global field, and let α K×. Then

vVKαv = 1.
Proof.

By Propositions 5.2.34 and 5.2.35, we have the result for and 𝔽p(t) for all primes p. The field K is in the general case a finite extension of exactly one of these fields, which we denote by F. By Lemma 6.1.12, we have

vVKαv =uVF vuαv =uVF NKF (α)u = 1.

We make the following definitions.

Definition 6.1.14.

Suppose that LK is a finite separable extension of complete discrete valuation fields.

a.

The ramification index eLK of LK is the additive valuation on L of a uniformizer of K.

b.

The residue degree fLK of LK is the degree of its residue field of L over the residue field of K.

Remark 6.1.15.

In the case that LK is a finite separable extension of complete discrete valuation fields for which K = p or K = 𝔽p((t)), we denote eLK and fLK by eL and fL, respectively.

Remark 6.1.16.

The latter definitions agree with those previously given. That is, let LK be a finite extension of complete discrete valuation fields. Let 𝔪L be the maximal ideal of L and 𝔪K that of K. We then have eLK = e𝔪L𝔪K and fLK = f𝔪L𝔪K.

For complete discrete valuation fields, the degree formula is rather simpler than before.

Lemma 6.1.17.

Let LK be a finite separable extension of complete discrete valuation fields. We have [L : K] = eLKfLK.

Proof.

There is only one nonzero prime ideal in the valuation ring of L, and it lies over the maximal ideal of the valuation ring of K. Theorem 2.5.11 then yields the result.

Definition 6.1.18.

We say that a finite separable extension LK of complete discrete valuation fields is unramified, ramified, or totally ramified if the maximal ideal of the valuation ring of LK is inert (eLK = 1), ramified (eLK > 1), or totally ramified (eLK = [L : K]) in the extension, respectively.

We compare these invariants with those defined previously.

Proposition 6.1.19.

Let A be a Dedekind domain with quotient field K, and let B be the integral closure of A in a finite, separable extension L of K. Let 𝔭 be a nonzero prime ideal of A, and let 𝔓 be a prime ideal of B lying over 𝔭. Then e𝔓𝔭 = eL𝔓K𝔭 and f𝔓𝔭 = fL𝔓K𝔭.

Proof.

We know that the residue field of K for 𝔭 is isomorphic to the residue field of K𝔭, and similarly for L and L𝔓. Therefore, the second equality holds. As for the first, note that the valuation on K𝔭 (resp., L𝔓) is just the unique extension of that on K (resp., L). If πK (resp., πL) is a uniformizer of K𝔭 (resp., L𝔓), and 𝒪 is the valuation ring of L𝔓 then we have

πK𝒪 = 𝔭𝒪 = 𝔓e𝔓𝔭𝒪 = (π Le𝔓𝔭),

so the ramification index of L𝔓K𝔭 is v𝔓(πK) = e𝔓𝔭.

Definition 6.1.20.

Let K be a field, let L be a Galois extension of K, and let w be a valuation on L. For σ Gal(LK), the conjugate valuation σ(w) is defined by

|β|σ(w) = |σ1(β)| w

for β L.

Remark 6.1.21.

Definition 6.1.20 provides an action of the Galois group of LK on the set of valuations of L.

Remark 6.1.22.

Suppose that LK is an extension of global fields. Let v be a valuation on K, and let w be a valuation on L lying over it (i.e., such that ||w extends ||v[Lw:Kv]).

a.

If v is the 𝔭-adic valuation of a finite prime 𝔭, then w is the 𝔓-adic valuation of a prime 𝔓 lying over it, and σ(w) is just the σ(𝔓)-adic valuation. If v is an infinite prime of a finite extension of 𝔽p(t), then it arises as a prime ideal of the integral closure of 𝔽p[t1] in K, and we have the analogous description.

b.

If v is an archimedean prime, then v arises from a real or complex embedding τv of K, and w arises from an embedding τw extending it. We then have |β|σ(w) = |τwσ1(β)|, and if τw is complex, the complex conjugate embedding τ¯w yields the same absolute value.

Given all this, we may speak of decomposition and inertia groups almost as before.

Definition 6.1.23.

Let LK be a Galois extension of fields with Galois group G, and let w be a valuation on L.

a.

The decomposition group Gw of w is the set of σ G fixing w.

b.

The inertia group Iw of w is the set of σ Gw such that |σ(β)β|w < 1 for all β L with |β|w 1 if w is nonarchimedean and the decomposition group if w is archimedean.

We leave the following simple check to the reader.

Lemma 6.1.24.

Let LK be a Galois extension of fields with Galois group G, and let w be a valuation on L. The inertia group Iw is a normal subgroup of the decomposition group Gw.

The following is an immediate consequence of Proposition 2.6.14 in the case of discrete valuation fields, but note that the analogous proof goes through in general.

Proposition 6.1.25.

If LK is a Galois extension of complete nonarchimedean valuation fields, then the decomposition group of the prime of K is all of G = Gal(LK), and we have an exact sequence

1 I G Gal(κ(L)κ(K)) 1,

where I is the inertia group in G and κ(L) (resp., κ(K)) is the residue field of L (resp., K).

For the valuations attached to nonzero prime ideals in Dedekind domains, the decomposition and inertia groups agree with Definitions 2.6.5 and 2.6.15, as seen from the following.

Proposition 6.1.26.

Let LK be a Galois extension of fields, and let w be a valuation on L extending a valuation v of K. Then the restriction map

Gal(LwKv) Gal(LK),σσ|L

is an injection with image the decomposition group of w. If w is nonarchimedean, the image of the inertia subgroup of Gal(LwKv) under this map is the inertia group of w.

Proof.

Note that any σ Gal(LwKv) acts continuously on Lw, since w = σ(w), as there is a unique valuation on Lw extending the restriction of w to Kv. If σ(β) = β for all β L, then continuity forces σ(β) = β for all β Lw, since L is dense in Lw. So, the restriction map is injective, and its image is by definition contained in the decomposition group Gw of G = Gal(LK). Any τ in the decomposition group of w in G satisfies w = τ(w) on L, so on Lw as well by continuity. Therefore, τ : L L is continuous, and its composite with the natural inclusion LLw extends to a unique element of Gal(LwKv) by continuity, as in Proposition 5.3.12. That is, the image of restriction is Gw.

For w nonarchimedean, it remains to show that the image of the inertia group in Gal(LwKv) is the inertia group Iw in G. By definition, the image is contained in this group. Let τ Iw, and take β 𝒪w. As Lw is the completion of L, we have |β b|w < 1 for some b L with |b|w 1. Set β = β b. Since w is nonarchimedean and |τ(b)b|w < 1, we have |τ(β)β|w < 1 if and only if |τ(β)β|w < 1. But |τ(β)β|w |β|w < 1 as |τ(β)|w = |β|w. Therefore, the extension of τ to an element of Gal(LwKv) lies in the inertia subgroup.

6.2. Differents and discriminants

Lemma 6.2.1.

Let A be a integrally closed domain with quotient field K, let L be a finite separable extension of K, and let B be the integral closure of A in L. Let

= {α LTrLK(𝛼𝛽) Aforallβ B}.

Then is a fractional ideal of B.

Proof.

Let α1,,αn be a basis of L as a K-vector space that consists of elements of B. Let d = D(α1,,αn). By Lemma 1.4.19, we have that 𝑑ℭ B, so is a fractional ideal of B.

Lemma 6.2.1 allows us to make this following definition.

Definition 6.2.2.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K, and let B be the integral closure of A in L. The different 𝔇BA of B over A is the inverse of the fractional ideal

{α LTrLK(𝛼𝛽) Aforallβ B}.

Remark 6.2.3.

Since LK is finite separable in Definition 6.2.2, the trace pairing of Example 1.4.4 is nonnegenerate by Proposition 1.4.13. In particular, 𝔇BA is well-defined since it is the inverse of a submodule of L.

Remark 6.2.4.

The inverse different 𝔇BA of Definition 6.2.2 is the smallest nonzero ideal of B such that

TrLK(𝔇BA1) A,

and it is a nonzero ideal of B since 𝔇BA1 contains B by definition.

Lemma 6.2.5.

Let A be a Dedekind domain with quotient field K. Let LK and ML be finite separable extensions, let B be the integral closure of A in L, and let C be the integral closure of A in M. We then have

𝔇CA = 𝔇CB𝔇BA.
Proof.

We have

TrMK(𝔇CB1𝔇 BA1) = Tr LK(𝔇BA1Tr ML(𝔇CB1)) Tr LK(𝔇BA1) A,

which implies that 𝔇CA 𝔇CB𝔇BA. On the other hand, we may compute

TrLK(TrML(𝔇CA1)) = Tr MK(𝔇CA1) A,

so TrML(𝔇CA1) 𝔇BA1. We therefore have that

TrML(𝔇BA𝔇CA1) = 𝔇 BATrML(𝔇CA1) B,

so 𝔇CB 𝔇BA1𝔇CA, which is to say that 𝔇CB𝔇BA 𝔇CA.

Lemma 6.2.6.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K, let B be the integral closure of A in L. For any multiplicatively closed subset S of A, one has

𝔇S1BS1A = S1𝔇 BA.
Proof.

Note that

TrLK(S1𝔇 BA1) = S1Tr LK(𝔇BA1) S1B,

so 𝔇S1BS1A S1𝔇BA. On the other hand, we have

TrLK(𝔇S1BS1A) S1B,

so for each α 𝔇S1BS1A1, there exists s S such that TrLK(𝑠𝛼) = sTrLK(α) B, so 𝑠𝛼 𝔇BA1. Therefore, we have the other containment.

Somewhat more involved is the following.

Lemma 6.2.7.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K, let B be the integral closure of A in L. Let 𝔭 be a prime ideal of A, and let 𝔓 be a prime ideal of B lying over it. Let 𝒪𝔓 (resp., 𝒪𝔭) denote the valuation ring of L𝔓 (resp., K𝔭). Then

𝔇BA𝒪𝔓 = 𝔇𝒪𝔓𝒪𝔭.
Proof.

Let α 𝔇BA1, and let β 𝒪𝔓. We claim that TrL𝔓K𝔭(𝛼𝛽) 𝒪𝔭. Let 𝔓1,,𝔓g be the prime ideals of B lying over 𝔭, taking 𝔓1 = 𝔓. For this, let (βn)n be a sequence in B with limit β in the 𝔓-adic topology and with limit 0 in the 𝔓i-adic topology for i 2, which exists by the Chinese remainder theorem. Since the trace map is continuous, we have

TrL𝔓K𝔭(𝛼𝛽) = limnTrL𝔓K𝔭(αβn).

Moreover, we have by Proposition 6.1.9 that

TrL𝔓K𝔭(αβn) = TrLK(αβn)i=2gTr L𝔓iK𝔭(αβn).

Note that TrLK(αβn) A and that, for i 2, the sequence of elements TrL𝔓 iK𝔭(αβn) K𝔭 tends to 0 in the 𝔭-adic topology, again by continuity of the trace map. Therefore, for sufficiently large n, the element TrL𝔓K𝔭(αβn) lies in 𝒪𝔭, proving the claim. In particular, we have 𝔇BA1 𝔇𝒪𝔓𝒪𝔭1.

On the other hand, if α 𝔇𝒪𝔓𝒪𝔭1, then we may write α as the limit of a sequence (αn)n in L that has limit 0 in L𝔓i for i 2. For β B, we have

limnTrLK(αnβ) =i=1glim nTrL𝔓iK𝔭(αnβ) = TrL𝔓K𝔭(𝛼𝛽) 𝒪𝔭.

Since K 𝒪𝔭 = A𝔭, we have that TrLK(αnβ) A𝔭 for sufficiently large n. By Lemma 6.2.6, we therefore have αn S1𝔇BA1 for all such n, where S is the complement of 𝔭 in A. But then α 𝔇BA1𝒪𝔓 as the limit of these elements. We therefore have the reverse containment 𝔇𝒪𝔓𝒪𝔭1 𝔇BA1𝒪𝔓 and therefore equality. Since the these fractional ideals in 𝒪𝔓 agree, so do their inverses, proving the lemma.

The following is an immediate corollary.

Corollary 6.2.8.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K, let B be the integral closure of A in L. For any prime ideal 𝔓 of B, we will use 𝔭 to denote 𝔓A and 𝔇𝔓𝔭 to denote the intersection with B of the local different 𝔇𝒪𝔓𝒪𝔭, where 𝒪𝔓 (resp., 𝒪𝔭) is the valuation ring of L𝔓 (resp., K𝔭). We then have

𝔇BA =𝔓𝔇𝔓𝔭,

with the product taken over the nonzero prime ideals of B.

In the case that BA is an extension Dedekind domains such that B is generated by a single element as an A-algebra, we have the following explicit recipe for the different.

Proposition 6.2.9.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K. Let β L be integral over A, let f A[x] be the minimal polynomial of β, and let f A[x] be the formal derivative of f. Then f(β)1 generates the A[β]-module

{α LTrLK(𝛼𝐴[β]) A}.
Proof.

Write f = i=0naixi for some ai A with an = 1. Let β1,,βn be the roots of f in an algebraic closure of L. We claim that for any nonnegative integer k < n, we have

i=1n f xβi βik f(βi) = xk. (6.2.1)

To see this, note that the two sides of (6.2.1) are equal upon evaluation at each βi, yet both sides are polynomials of degree less than n, so their difference is identically zero.

We have

f xβ =j=0n1b jxj

for some bj A[β], so

j=0n1Tr LK (βk bj f(β) )xj = xk,

and therefore

TrLK (βk bj f(β) ) = δj,k.

Now, the elements bj f(β) span {α LTrLK(𝛼𝐴[β]) A}as an A-module. We therefore need only show that the bj span A[β]. For this, note that

(xβ)i=0n1b ixi = i=0na ixi,

so bn1 = 1 and bjβbj+1 = aj+1 for each 0 j n1. Solving for the bj, we obtain

bj =i=0nj1a i+j+1βi,

for each j. Since the coefficients of the powers of β in the latter expression bj form the columns of a unipotent matrix in A, each power βi of β with 0 i n1 may be written as an A-linear combination of the bj. Thus, the bi span A[β].

Corollary 6.2.10.

Let A be a Dedekind domain with quotient field K, let L be a finite extension of K. Suppose that the integral closure of A in L equals A[β] for some β L. Let f A[x] be the minimal polynomial of β, and let f A[x] be the formal derivative of f. Then 𝒟BA = (f(β)).

We will require the following.

Lemma 6.2.11.

Let K be a complete discrete valuation field with valuation ring 𝒪K, and let L be a finite extension of K, with valuation ring 𝒪L. Suppose that the corresponding extension κ(L)κ(K) of residue fields is separable. Then there exists β 𝒪L such that 𝒪L = 𝒪K[β]. Moreover, any β𝒪L sufficiently close to β in the topology of L also satisfies 𝒪L = 𝒪K[β].

Proof.

Since κ(L)κ(K) is separable, there exists β¯ κ(L) such that κ(L) = κ(K)(β¯). Let f¯ κ(K)[x] be the minimal polynomial of β¯, and let f 𝒪K[x] be any lift of f¯. We claim that there exists a lift β 𝒪L of β¯ to an element with f(β) a uniformizer of L. For any lift α, we must have at least that the valuation of f(α) is positive, since f¯(β¯) = 0. If it is not 1, then α +πL, where πL is a uniformizer of L is another lift with

f(α +πL) f(α)+f(α)π Lmod(πL)2.

Since f¯ is separable, we have that f(α) 𝒪L×. Therefore, we f(α +πL) does indeed have valuation 1.

Now, with β chosen, we set πL = f(β) and claim that the βiπLj = βif(β)j with 0 i fLK1 and 0 j eLK1 form an 𝒪K-basis of 𝒪L, which will finish the proof, aside from the final statement. Given a uniformizer πK of K, it suffices to show that the elements βiπLj are a basis of 𝒪LπK𝒪L as an κ(K)-vector space. To see this, fix a set SK of representatives of κ(K) in 𝒪K, and note that the set SL of elements

i=0fLK1c iβi

with ci SK is a set of representatives of κ(L). While πLeLK is a multiple of πK, the elements

i=0eLK1a iπLi

with ai SL clearly have distinct image in the quotient, which has dimension eLKfLK. Hence, we have the claim.

Finally, note that the proof that 𝒪L = 𝒪K[β] depended only on the facts that β lifts β¯ and that f(β) is a uniformizer. Since this holds true for any element in the congruence class of β modulo πL2, we are done.

The latter lemma helps to extend the recipe of Corollary 6.2.10 to the general case. We omit the proof of the following theorem.

Theorem 6.2.12.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K, and let B be the integral closure of A in L. The 𝔇BA is the ideal generated by the elements f(β) with β B such that L = K(β), for f A[x] the minimal polynomial of β.

containment, we consider the completion 𝒪𝔓 of B with respect to a nonzero prime ideal

We may now show that the different detects ramification of primes.

Theorem 6.2.13.

Let A be a Dedekind domain with quotient field K, let L be a finite extension of K, and let B be the integral closure of A in L. Let 𝔓 be a nonzero prime ideal of B, let 𝔭 = A𝔓, and suppose that the corresponding extension of residue fields is separable. Then 𝔓 is ramified over A if and only if it divides 𝔇BA.

Proof.

By Lemma 6.2.7, we may replace B by its completion at 𝔓 and A by its completion at 𝔭. Therefore, we assume that A is a complete discrete valuation ring, as is B. By Lemma 6.2.11, we have that B = A[β] for some β B. Let f A[x] be the minimal polynomial of β. As 𝔇BA = (f(β)), the prime 𝔓 does not divide 𝔇BA if and only if f(β) is a unit, which is to say if and only if the image β¯ B𝔓 of β is a simple root of the image f¯ of f in (A𝔭)[x].

If 𝔓 is unramified, then B𝔓 = (A𝔭)[β¯] is of degree [L : K] over A𝔭, so f¯ is irreducible. Since the extension of residue fields is separable, f¯ is itself separable, so f(β) is a unit.

Conversely, suppose that f(β) is a unit. Then the minimal polynomial g¯ of β¯ is relatively prime to f¯g¯1. By Theorem 5.3.33, there is a lift g A[x] of g¯ that divides f and has the same degree as g¯. As f is irreducible, this forces degg¯ = [L : K], which means that f¯ = g¯ is irreducible. Thus, 𝔓 is unramified.

The different is closely is closely related to the discriminant, which we now define in greater generality than before, though with slightly less specificity in the already defined case that the ground ring is , since the different we now consider is an ideal, not an integer.

Definition 6.2.14.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K, let B be the integral closure of A in L. The discriminant 𝔡BA of BA is the ideal of A generated by all discriminants D(α1,,αn) of ordered bases (α1,,αn) of L over K that are contained in B.

Proposition 6.2.15.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K, let B be the integral closure of A in L. Then

𝔡BA = NLK(𝔇BA).
Proof.

Let 𝔭 be a prime ideal of A that divides 𝔡BA. (By Proposition 2.5.15, the ideals of A that ramify in B, hence lie below primes dividing 𝔇BA, divide 𝔡BA, so this suffices.) Let S = A𝔭, and consider the localizations S1𝔇BA and S1𝔡BA. We know that S1𝔇BA = 𝔇S1BS1A and that S1𝔡BA = 𝔡S1BS1A follows directly from the definition of the discriminant (since S is contained in A and the discriminant function D is K-multilinear). Therefore, we may assume that A is a DVR, from which it follows that B is a PID (as a Dedekind domain with only finitely many nonzero prime ideals).

Since B is a torsion-free A-module of finite rank, it admits an A-basis (α1,,αn), and we have 𝔡BA = D(α1,,αn). Let (β1,,βn) Ln be the dual basis to (α1,,αn) for which TrLK(αiβj) = δi,j for 1 i,j n. Then (β1,,βn) is a free A-module basis of 𝔇BA1. Let γ B be such that (γ) = 𝔇BA, and note that (γ1α1,,γ1αn) is also an ordered basis of 𝔇BA1 as an A-module. We therefore have

(D(β1,,βn)) = (D(γ1α1,,γ1α n)) = (NLK(γ))2(D(α1,,α n)). (6.2.2)

Let σ1,,σn be the K-linear embeddings of L in an algebraic closure K¯ of K. Note that the product of the transpose of the matrix (σiαj)i,j and the matrix (σiβj)i,j has (i,j)-entry

k=1nσ k(αi)σk(βj) = TrLK(αiβj),

so is the identity matrix. Therefore, we have that

D(β1,,βn) = ±D(α1,,αn)1.

Combining this with (6.2.2), we have

(D(α1,,αn))2 = (N LK(γ))2,

so we obtain 𝔡BA = NLK(𝔇BA).

We derive a few corollaries.

Corollary 6.2.16.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K, let B be the integral closure of A in L. A prime ideal of A ramifies in B if and only if it divides 𝔡BA.

Proof.

This is immediate from Theorem 6.2.13 and Proposition 6.2.15.

Remark 6.2.17.

Corollary 6.2.16 tells us that the ideal 𝑝ℤ generated by a prime p ramifies in K for a number field K if and only if p divides disc(K).

Corollary 6.2.18.

Let A be a Dedekind domain with quotient field K. Let LK and ML be finite extensions, let B be the integral closure of K in L, and let C be the integral closure of K in M. We then have

𝔡CA = 𝔡BA[M:L]N LK(𝔡CB).
Proof.

By Lemma 6.2.5 and Proposition 6.2.15, we have

𝔡CA = NMK(𝔇CA) = NMK(𝔇CB)NLK(𝔇BA)[M:L] = N LK(𝔡CB)𝔡BA[M:L],

as desired.

Corollary 6.2.19.

Let A be a Dedekind domain with quotient field K, let L be a finite separable extension of K, let B be the integral closure of A in L. For any prime ideal 𝔓 of B, we will use 𝔭 to denote 𝔓A and 𝔡𝔓𝔭 to denote the intersection with A of the local discriminant 𝔡𝒪𝔓𝒪𝔭, where 𝒪𝔓 (resp., 𝒪𝔭) is the valuation ring of L𝔓 (resp., K𝔭). We then have

𝔡BA =𝔓𝔡𝔓𝔭,

with the product taken over the nonzero prime ideals of B.

Proof.

By Lemma 6.1.9, Proposition 6.2.15, and Lemma 6.2.7, we have

𝔡BA𝒪𝔭 = NLK(𝔇BA)𝒪𝔭 =𝔓𝔭NL𝔓K𝔭(𝔇BA𝒪𝔓) =𝔓𝔭NL𝔓K𝔭(𝔇𝒪𝔓𝒪𝔭) =𝔓𝔭𝔡𝒪𝔓𝒪𝔭,

hence the result by intersection with A.

In the case of global or complete discrete valuation fields, which come equipped with canonical subrings, the ring of integers and valuation ring in the respective cases, we can use the field as the subscript in the definition of the different and discriminant, which we will typically do below.

Definition 6.2.20.

a.

The different 𝔇LK (resp., discriminant 𝔡LK) of an extension LK of global fields is the different (resp., discriminant) of the corresponding extension 𝒪L𝒪K of rings of integers.

b.

The different 𝔇LK (resp., discriminant 𝔡LK) of an extension LK of complete discrete valuation fields is the different (resp., discriminant) of the corresponding extension of valuation rings.

Combining the above results with Minkowski theory would allow us to derive the following fascinating result, which we state without proof.

Theorem 6.2.21.

Let K be a number field and S a finite set of prime ideals of K. For each n 1, there exist only finitely many extensions LK of degree n in which the prime ideals of K that ramify in L are all contained in S.

As a consequence of Theorem 6.2.21 and Corollary 4.3.6, one has the following.

Theorem 6.2.22.

For any N 1, there exist only finitely many number fields K with |disc(K)| N.

Definition 6.2.23.

A separable algebraic extension L of a global field K is unramified if every place of K is unramified in L.

We have the following corollary of Theorem 4.3.6.

Corollary 6.2.24.

The field has no nontrivial extension that is unramified at all finite primes.

Proof.

Corollary 4.3.6 tells us that if [K : ] 2, then

|disc(K)|22 2! (π 4)2 = π2 8 > 1,

so K is not unramified.

6.3. Multiplicative groups of local fields

In this section, we study the structure of multiplicative groups of local fields. For the rest of this chapter, “local field” should be taken to mean “nonarchimedean local field”. Let us make the following definition.

Definition 6.3.1.

Let K be a complete discrete valuation field with valuation ring 𝒪 and maximal ideal 𝔪. Then the ith unit group Ui = Ui(K) of K is defined by U0 = 𝒪× for i = 0 and Ui = 1+𝔪i for i 1.

Notation 6.3.2.

In this section, we let K be a local field. We let p be the characteristic of its residue field, 𝒪 its valuation ring, 𝔪 its maximal ideal, π a fixed uniformizer, κ the residue field, and q the order of κ. We let e = eK and f = fK.

Lemma 6.3.3.

The set of roots of unity of order prime to p in a local field K has order q1, where q is the order of the residue field of K.

Proof.

The polynomial xqx splits completely over the residue field κ of K, so Hensel’s Lemma tells us that μq1(K) has order q and maps isomorphically onto κ(K)×.

Proposition 6.3.4.

Let K be a local field with residue field of order q. The canonical map

π×μq1(K)×U1(K) K×

is an isomorphism.

Proof.

Since K is a discrete valuation field with valuation we denote v, we may write any a K× uniquely as a = πv(a)b for some b U0. By Lemma 6.3.3, each b U0 may then be written uniquely as b = ξ u with ξ μq1 and u U1.

Lemma 6.3.5.

Let K be a local field. For a 𝒪, let a¯ denote its image in κ. We have isomorphisms of groups

U0U1 κ×,uU1u¯,

and

UiUi+1 κ,(1+πia)U i+1a¯

for i 1.

Proof.

The first statement follows from Proposition 6.3.4. The bijectivity of the second map is clear, and that it is a homomorphism is simply that

(1+πia)(1+πib) 1+πi(a+b)mod𝔪i+1.

Lemma 6.3.6.

Let K be a local field of residue characteristic p. We have an isomorphism of p-modules

U1 limiU1Ui

via the map induced by the universal property of the inverse limit.

Proof.

Since iUi = {1}, the map in question is injective. Any sequence (ai)i in U1 with ai+1ai1 Ui for each i 1 is the image of the limit of the sequence.

Note also the following.

Lemma 6.3.7.

Let K be a p-adic field. Let e = v(p). For i 1 and a 𝒪×, we have

(1+πia)p 1+pπia+π𝑖𝑝apmod𝔪2i+e.

In particular, we have

(1+πia)p {1+π𝑖𝑝apmod𝔪i+e ifi < e p1, 1+pπiamod𝔪i+e+1ifi > ep1.
Proof.

The first statement is an easy consequence of the binomial expansion

(1+πia)p = k=0p(p k)π𝑖𝑘ak,

since p exactly divides (p k) for 0 < k < p. The second follows from the fact that i > e(p1) if and only if

v(pπi) = i+e < 𝑖𝑝 = v(π𝑖𝑝).

Lemma 6.3.8.

The pth power map is an isomorphism Ui Ui+e for i > e p1.

Proof.

For any α Ui+e and k 1, suppose by induction that we have found βk Ui with

βkpα1 = 1+pπi+k1a kmod𝔪i+e+k

for some ak 𝒪. Set βk+1 = βk(1+πi+k1ak) and

β = limkβk.

Then β Ui with βp = α, and the pth power map Ui Ui+e is surjective.

Note that pp[μp] = (1ζp)p1 for a primitive pth root of unity ζp by Lemma 3.1.13. So, if ζp K, then v(ζp1) = e(p1). That is, ζpUe(p1)+1, so the map is injective as well.

As a pro-p group, U1(K) for K a local field of residue characteristic p is generated by any lift of a set of generators of U1U1p.

Proposition 6.3.9.

Let K be a p-adic field, let q be the order of the residue field of K, let πK be a uniformizer of K, and let pn be the number of p-power roots of unity in K. Then we have an isomorphism

U1(K)p[K:p] ×pn,

of finitely generated p-modules. In particular, there are isomorphisms of topological groups

K×π K×𝒪K×π K×μq1(K)×U1(K)≅ℤ×(q1)×pn× p[K:p],

where K× has the subspace topology from K, and the direct products are all given the product topology, with πK, , and the finite groups involved given the discrete topology.

Proof.

Lemma 6.3.8 tells us that U1U1p is finite, so U1 is a finitely generated p-module. Since the p-power torsion in U1 is the group of p-power roots of unity in K, which is cyclic of order pn, we have U1pr×pn for some r 0, and this is a topological isomorphism.

No nontrivial p-power root of unity ζ lies in Uj for any integer j > e p1, where e = v(p). Since Uj has finite index in U1, we therefore have that Ujpr. By Lemma 6.3.8, we know that Ujp = Uj+e, so

r = dim𝔽pUjUj+e =k=jj+e1dim𝔽 pUkUk+1 = 𝑒𝑓 = [K : p],

noting that UkUk+1𝔽pf for all k 1, where f is the residue degree of Kp.

Finally, note that the Ui form a basis of open neighborhoods of 1 in K× under both the subspace topology and topology induced by the product topology in the isomorphism with K× of the theorem. Therefore, these isomorphisms are of topological groups.

Let us also mention the case of finite characteristic. We provide an outline of the proof.

Proposition 6.3.10.

Let K = 𝔽q((t)). Then there exists a continuous p-linear isomorphism from U1(K) to a countable direct product of copies of p.

Proof.

Let B be a basis of 𝔽q as an 𝔽p-vector space. Let I be the countable set

I = {(c,i)c B,i 1,p i}.

Define a homomorphism

κ : (c,i)Ip U1(K)

by

κ((ac,i)(c,i)) =(c,i)I(1+cti)ac,i.

This is easily seen to be well-defined, and one may check that every element of U1 has a unique expansion of this form.

The inverse image of Uj under κ contains the open neighborhood of 1 that is the direct product of pnip is the (c,i)-coordinate for each (c,i) I, where each ni 0 is minimal satisfying pnii > j. On the other hand, the image of an open neighborhood

c,iIpnc,i p

with nc,i = 0 for i sufficiently large contains Uj for j with

j = max{pnc,ii(c,i) I,n c,i 1},

which we leave to the reader to check. Therefore, κ is in fact a topological isomorphism.

6.4. Tamely ramified extensions

Before studying the larger class of tamely ramified extensions of a local field, let us first consider unramified extensions.

Lemma 6.4.1.

Let K be a local field. For each positive integer n, there exists a unique unramified extension of K of degree n, equal to K(μqn1), where q is the order of the residue field of K.

Proof.

Let LK be an unramified extension of degree n. Then κ(L) is a degree n extension of κ(K) by the degree formula. That L contains K(μqn1) is then simply Lemma 6.3.3. Moreover, K(μqn1) is then by definition of degree n over K, so equals L.

Definition 6.4.2.

We say that an algebraic extension L of a local field K is unramified if it is separable and every finite degree subextension of K in L is unramified.

Similarly, we have the following.

Definition 6.4.3.

We say that an algebraic extension L of a local field K is totally ramified if it is separable and every finite degree subextension of K in L is totally ramified.

Definition 6.4.4.

A Frobenius automorphism in a Galois extension LK, with K a local field, is any lift of the Frobenius automorphism of the extension of residue fields to L.

Remark 6.4.5.

If LK is unramified in Definition 6.4.4, then there is a unique Frobenius automorphism in Gal(LK).

Proposition 6.4.6.

Let L be an separable extension of a local field K. Then there is a unique maximal unramified extension E of K in L, and Gal(EK) is topologically generated by its Frobenius automorphism.

Proof.

It suffices to consider the case that LK is finite. Let q be the order of the residue field of L. Set E = K(μq1), which is unramified over K. Any unramified extension of K in L is generated prime-to-p roots of unity, of which there are only q in L.

The following definition makes sense as the union of all finite unramified extensions of a local field (in a fixed separable closure).

Definition 6.4.7.

The maximal unramified extension Kur of a local field is the unique largest unramified extension of K inside a given separable closure of K.

Proposition 6.4.8.

The maximal unramified extension Kur of a local field K is given by adjoining all prime-to-p roots of unity in a separable closure of K. Its Galois group Gal(KurK) is isomorphic to ^ via the map that takes the Frobenius automorphism to 1.

Proof.

By definition, Kur is the union of the finite unramified subextensions of K in Ksep, which is to say the fields Kn = K(μqn1). Since any prime-to-p integer m divides qn1 for some n, we have that Kur is given by adjoining all prime-to-p roots of 1. Recall that Gal(KnK)𝑛ℤ via the map that takes the Frobenius automorphism to 1. Therefore, the isomorphism in question is the composite of the canonical maps

Gal(KurK)lim nGal(KnK)limnGal(𝔽qn𝔽q)limn𝑛ℤ^.

Definition 6.4.9.

Let K be a local field and L a Galois extension of K. The inertia subgroup of Gal(LK) is the subgroup of elements fixing the maximal unramified extension of K in L.

The following is analogous to Remark 6.1.25 and almost immediate from Proposition 6.4.8.

Proposition 6.4.10.

Let K be a local field, and let IK denote the inertia subgroup of GK. Then there is an exact sequence

1 IK GK Gκ(K) 1,

where κ(K) is the residue field of K, and the map GK Gκ(K) is the composition of restriction GK Gal(KurK) with the continuous isomorphism that takes a Frobenius element of Gal(KurK) to the Frobenius element of Gκ(K).

Definition 6.4.11.

a.

A separable extension LK of local fields of residue characteristic p is tamely ramified if p eLK.

b.

A separable extension L of a local field K is tamely ramified if every finite extension E of K in L is tamely ramified.

Example 6.4.12.

Let K be a local field, π a uniformizer, and e an integer not divisible by the residue characteristic p of K. Then K(π1e)K is totally and tamely ramified, with ramification index e.

In fact, every tamely ramified extension is given in essentially this way.

Proposition 6.4.13.

Let LK be a tamely ramified extension of local fields of ramification index e. Then there exists a finite unramified extension E of K and a unifomizer λ of E such that L = E(μ) for an eth root μ of λ.

Proof.

Let E be the maximal unramified subextension of K in L. Then LE is a totally ramified extension of degree e. Let πL be a uniformizer of L and πK a uniformizer of K. A simple check of valuations tells us that πLe = πKα for some α 𝒪L×. In turn, Proposition 6.3.4 allows us to write α = ξ u with ξ L a root of unity of order prime-to-p, where p is the residue characteristic of K, and u U1(L). Since LE is totally ramified, we actually have that ξ E. Since p e and U1(L) is an abelian pro-p group, the element u has an eth root β in L. Set λ = πKξ, which is a uniformizer in E. We have (πLβ1)e = λ, so L contains an eth root μ of λ. Since the degree of E(μ)E is e, we have L = E(μ).

Example 6.4.14.

The extension p(μp)p is totally ramified of degree p1, hence tamely ramified. In fact, we have that p(μp) = p((p) 1 p1 ). To see this, note that

p =i=1p1(1ζ pi) = (1ζ p)p1 i=1p1(1+ζ p++ζpi1),

where ζp is a primitive pth root of 1. We have

i=1p1(1+ζ p++ζpi1) i=1p1i (p1)! 1mod(1ζ p),

so p = (1ζp)p1u for some u U1(p(μp)). Since any such u is a (p1)st power, we have the claim.

If a separable extension of a local field is not tamely ramified, we say it is wildly ramified.

Definition 6.4.15.

A separable extension L of a local field K of residue characteristic p is wildly ramified if p divides the ramification index of some finite extension E of K in L.

Examples 6.4.16.

Let p be a prime number.

a.

The extension p(p1p)p is wildly ramified.

b.

The extension p(μp2)p is wildly ramified, since its ramification index is p(p1).

The compositum of any collection of tamely ramified extensions is tamely ramified, so we may speak of the maximal tamely ramified extension of a local field inside a separable algebraic closure.

Remark 6.4.17.

We can make sense of exponentiation on p× by elements ^ as follows: if u p and a ^, then we set

ua = lim nuan,

where (an)n is any sequence of integers with limit a. We leave it to the reader to check that the limit converges independently of the choice of sequence.

Proposition 6.4.18.

The maximal tamely ramified extension L of a local field K of residue characteristic p is the Galois extension given by adjoining to Kur the roots π1m of a uniformizer π of K for all m 1 with p m. The Galois group Gal(LKur) is isomorphic to the direct product

^(p) = p,

where ranges over the prime numbers other than p. The Galois group Gal(LK) is the semi-direct product of Gal(LKur) with Gal(KurK)^ under the map ^ Aut(^(p)) taking a ^ to multiplication by qa in each coordinate of ^(p), where q = |κ(K)|.

Remark 6.4.19.

The Galois group of any Galois extension of the maximal tamely ramified extension of a local field is a pro-p group, where p is the residue characteristic. Any nontrivial such Galois extension is by necessity wildly ramified with no nontrivial tamely ramified subextension.

6.5. Ramification groups

Ramification groups provide a measure of the level of ramification in a Galois extension of a local field.

Notation 6.5.1.

In this section, for a local field L, we use vL to denote its valuation, 𝒪L its valuation ring, and πL a uniformizer. If 𝔞 is a fractional ideal of 𝒪L, it is generated by a power of πL, and vL(𝔞) denotes that power.

Definition 6.5.2.

Let LK be a Galois extension of local fields with Galois group G. For an integer i 1, the ith (higher) ramification group of LK is the subgroup of G given by

Gi = {τ GvL(τ(α)α) i+1 for all α 𝒪L}.

Remark 6.5.3.

We have by definition that G1 = G and G0 is the inertia group of G. In particular, GG0 is the Galois group of the maximal unramified subextension of LK.

Remark 6.5.4.

Let LK be a Galois extension of local fields with Galois group G. By Lemma 6.2.11, we have that 𝒪L = 𝒪K[β] for some β 𝒪L, so for any i 1, we have

Gi = {τ GvL(τ(β)β) i+1}.

Lemma 6.5.5.

Let LK be a Galois extension of local fields with Galois group G. The ramification groups Gi are normal subgroups of G.

Proof.

This is easy: let σ G and τ Gi. Then for any α 𝒪L, we have

τ(σ1(α)) σ1(α)modπ Li+1,

so

𝜎𝜏σ1(α) αmodπ Li+1.

Lemma 6.5.6.

Let LK be a Galois extension of local fields with Galois group G. Let σ G0. Then σ Gi for i 0 if and only if σ(πL) πL Ui(L).

Proof.

First, we note that for σ Gi, we have σ(πL) πLmodπLi+1, so we have σ(πL) πL Ui(L). Conversely, if σ(πL) πL Ui(L), then for any a 𝒪L, we may write

a =k=0c kπLk

for some ck μq1(L){0}, where q = |κ(L)|. Since σ G0, it fixes elements μq1(L), so

σ(a) =k=0c kσ(πL)k amodπ Li+1,

the last step as σ(πL) πLmodπLi+1. That is, σ is an element of Gi.

Lemma 6.5.7.

Let LK be a Galois extension of local fields with Galois group G. For each i 0, we have an injection

ρi: GiGi+1 Ui(L)Ui+1(L)

given by

ρi(σ Gi+1) = σ(πL) πL Ui+1(L).
Proof.

Lemma 6.5.6 tells us immediately that ρi is well-defined and sends only the coset Gi+1 to the coset Ui+1(L). Therefore, it remains only to see that ρi is a homomorphism. For this, let σ,τ Gi, and note that

𝜎𝜏(πL) πL = σ(πL) πL σ(τ(πL) πL ) σ(πL) πL τ(πL) πL modπLi+1,

the last step following from σ G0 since τ(πL)πL1 Ui(L).

Since the quotients GiGi+1 are abelian for all i 1, we have the following corollary.

Corollary 6.5.8.

The Galois group of any Galois extension of local fields is solvable.

The following lemma is immediate from the definition of ramification groups.

Lemma 6.5.9.

Let LK be a Galois extension of local fields with Galois group G, and let H be a subgroup of G. Then Hi = H Gi for all i 1.

Lemma 6.5.10.

Let LK be a Galois extension of local fields with Galois group G. Then GG1 is the Galois group of the maximal tamely ramified subextension of LK.

Proof.

If LK is tamely ramified, then each quotient GiGi+1 for i 1 must be trivial. By Lemma 6.5.7, each quotient GiGi+1 for i 1 is a p-group since since Ui(L)Ui+1(L) is one. Thus, G1 = Gal(LLG1) is a p-group. As G1 is contained in the inertia subgroup G0 of G, the field LG1 is totally ramified over LG0 and contains the maximal tamely ramified subextension of LK. On the other hand, G0G1 injects into U0(L)U1(L), which has prime-to-p order, so LG1LG0 is in fact tamely ramified. As LG0K is unramified, LG1K is then tamely ramified.

Definition 6.5.11.

Let LK be a Galois extension of local fields with Galois group G. The subgroup of wild inertia for LK is G1.

Proposition 6.5.12.

Let p be a prime and n 1. Then

Gal(p(μpn)p)i = { Gal(p(μpn)p) if1 i 0, Gal(p(μpn)p(μpk))ifpk1 i pk1with1 k n1 1 ifi pn1.
Proof.

Let F0 = p and Fk = p(μpk) for k 1. Let G = Gal(Fnp). Fix a primitive pkth root of unity ζpk for each k 1 such that ζpk+1p = ζpk for each k. Let σ G be nontrivial, let i be such that σ(ζpn) = ζpni, and let k 0 be maximal such that i 1modpk. Set c = (i1)pk. We then have

σ(ζpn)ζpn = ζpniζ pn = ζpn1+cpk ζ pn = ζpn(ζpnkc1),

Since p c, this has valuation pk in Fn. As the valuation ring of Fn is p[ζpn], we then have that σ Gpk1 Gpk. On the other hand, the fact that pk exactly divides i1 (for k < n) says that σ is an element of Gal(FnFk) but not Gal(FnFk+1). The result follows.

Ramification groups have the following interesting property, which we state without proof.

Proposition 6.5.13.

Let LK be a Galois extension of local fields with Galois group G, and let i and j be positive integers. For any σ Gi and τ Gj, the commutator [σ,τ] = 𝜎𝜏σ1τ1 is an element of Gi+j+1.

Let us make the following useful definition.

Definition 6.5.14.

Let LK be a Galois extension of local fields with Galois group G. Then we define a function iLK: G 0 {} by

iLK(σ) = min{vL(σ(α)α)α 𝒪L}

for σ G.

Remark 6.5.15.

In Definition 6.5.14, we have σ Gi if and only if iLK(σ) i+1.

We now show how the ramification filtration determines the different of a Galois extension of local fields.

Proposition 6.5.16.

Let LK be a Galois extension of local fields with Galois group G. Then we have

vL(𝔇LK) =σG{1}iLK(σ) =i=0(|G i|1).
Proof.

Let β 𝒪L be such that 𝒪L = 𝒪K[β]. We let f 𝒪K[x] be the minimal polynomial of β. Then

f(β) = σG{1}(β σ(β))

generates 𝔇LK by Corollary 6.2.10, and so

vL(f(β)) = σG{1}iLK(σ) =i=0 σG{1} iLK(σ)=i i =i=0i(|G i1||Gi|) =i=0(|G i|1).

Corollary 6.5.17.

Let LK be a Galois extension of local fields with Galois group G. Let H be a subgroup and E = LH its fixed field. Then

vE(𝔇EK) = 1 eLEσGHiLK(σ).
Proof.

Note first that

vE(𝔇EK) = 1 eLEvL(𝔇EK).

By Lemma 6.2.5 and Proposition 6.5.16, we have

vL(𝔇EK) = vL(𝔇LK)vL(𝔇LE) =σG{1}iLK(σ)τH{1}iLE(τ) =σGHiLK(σ)

noting for the last step that iLE(τ) = iLK(τ) for τ H by definition.

Let us extend the definition of the lower ramification groups to all real numbers in the interval [1,).

Definition 6.5.18.

Let LK be a Galois extension of local fields with Galois group G. Let t [1,). The tth ramification group Gt of LK in the lower numbering is defined to be equal to the ramification group Gt, where is the ceiling function.

We now define a function from [1,) to [1,) as follows.

Definition 6.5.19.

Let LK be a Galois extension of local fields with Galois group G. We define

ϕLK: [1,) [1,)

by ϕLK(t) = t for t < 0 and

ϕLK(t) =0t[G0 : G x]1𝑑𝑥

for t 0.

Remarks 6.5.20.

a.

Definition 6.5.19 for an integer k 1 may be written as

ϕLK(k) = 1 |G0|i=1k|G i|.
b.

The function ϕ is continuous, piecewise linear, increasing, and concave down. Its slope between k1 and k for an integer k 0 is |Gk||G0|, which is nonincreasing in k.

Example 6.5.21.

Let Fn = p(μpn) for a prime p and n 1. By Proposition 6.5.12, we have

ϕFnp(t) = { t if 1 i 0, tpk1+1 pk1(p1) +k1if pk1 1 t pk1 with 1 k n1, tpn+1 pn1(p1) +n1if t pn1 1.

Note that ϕFnp(pk1) = k for each 0 k n.

We intend to show that ϕLK behaves well under composition in towers of extension, and to investigate the behavior of ramification groups in quotients. For this, we first require several lemmas.

Lemma 6.5.22.

Let LK be a Galois extension of local fields with Galois group G, and let EK be a normal subextension. Set N = Gal(LE). For δ GN, we have

iEK(δ) = 1 eLEσG σ|E=δ iLK(σ).
Proof.

Write 𝒪L = 𝒪K[β] for some β 𝒪L and 𝒪E = 𝒪K[α] for some α 𝒪E. Let g 𝒪E[x] be the minimal polynomial of β over E. We have

g =τN(xτ(β)),

so letting gσ 𝒪E[x] denote the polynomial obtained by letting σ G act on the coefficients of g, we have

gσ = τN(x𝜎𝜏(β)).

Each coefficient of gσg is the difference of values of a symmetric polynomial in |N|-variables on the elements τ(β) and the elements 𝜎𝜏(β). Since each coefficient of g lies in 𝒪E, it is a polynomial in α, and the coefficients of gσ are the same polynomials in σ(α), so σ(α)α divides the coefficient of gσg. In particular, σ(α)α divides gσ(β)g(β) = gσ(β).

Now, write α = f(β) for some f 𝒪K[x]. Note that f(x)α has β as a root, so

f(x)α = g(x)h(x)

for some h 𝒪E[x]. Then

f(x)σ(α) = gσ(x)hσ(x).

Plugging in β, we obtain

α σ(α) = gσ(β)hσ(β),

so gσ(β) divides σ(α)α. In particular, they have the same valuation.

Now, let δ GN, which we may assume is not 1, since for δ = 1 the result is obvious, with both sides of the equation in the statement being infinite. As we have seen, δ(α)α and gδ(β) have the same valuation. Thus, we have

eLEiEK(δ) = vL(δ(α)α) = vL(gδ(α)) = v L(σG σ|E=δ (β σ(β))) =σG σ|E=δ iLK(σ).

Lemma 6.5.23.

Let LK be a Galois extension of local fields with Galois group G. For t 1, we have

ϕLK(t)+1 = 1 |G0|σGmin{iLK(σ),t +1}.
Proof.

Note that both sides of the equation in the statement are equal to 1 for t = 0. Also, both sides are piecewise linear and continuous, with slopes for any non-integral t equal to

ϕLK(t) = [G0 : G t]1 = |Gt| |G0|

and

1 |G0| σG iLK(σ)t+1 1 = |Gt| |G0| .

Hence, we have the result.

Lemma 6.5.24.

Let LK be a Galois extension of fields with Galois group G, and let EK be a Galois subextension. For every t 1 and δ Gal(EK), we have

iEK(δ)1 = max{ϕLE(iLK(σ)1)σ G,σ|E = δ}.
Proof.

Let N = Gal(LE). Let δ GN. Let σ G with σ|E = δ be such that i = iLK(σ)1 is maximal. Let β 𝒪L be such that 𝒪L = 𝒪K[β]. For any τ N, we have

iLK(𝜎𝜏) = vL(𝜎𝜏(β)β) min{vL(𝜎𝜏(β)σ(β)),vL(σ(β)β)} = min{iLK(τ),iLK(σ)}

with equality if iLK(τ)iLK(σ). In particular, if τNi, then iLK(𝜎𝜏) = iLK(τ), and if τ Ni, then iLK(𝜎𝜏) i+1 and then in fact equality so by maximality of i. We therefore have

iLK(δ) = 1 |N0|τNiLK(𝜎𝜏) = 1 |N0|τNmin{iLK(τ),i+1} = ϕLE(i)+1,

the first step by Lemma 6.5.22 and the last step by Lemma 6.5.23.

The latter lemma has the following corollary.

Theorem 6.5.25 (Herbrand’s theorem).

Let LK be a Galois extension of fields with Galois group G, let EK be a Galois subextension, and set N = Gal(LE). For any t 1, one has

(GN)ϕLE(t) = GtNN.
Proof.

Note that δ GN lies in (GN)ϕLE(t) if and only if iEK(δ)1 ϕLE(t). This occurs by Lemma 6.5.24 if and only if there exists σ G that restricts to δ such that

ϕLE(iLK(σ)1) ϕLE(t)

and so if and only if iLK(σ)1 t for some such σ. In turn, this is exactly to say that σ Gt for some lift σ G of δ, or in other words that δ GtNN.

Proposition 6.5.26.

Let LK be a Galois extension of local fields and E a normal subextension of K in L. Then

ϕLK = ϕEKϕLE.
Proof.

Note first that both sides agree at 1 and then that it suffices to consider the slope of both sides at non-integral values t > 1. Let G = Gal(LK) and N = Gal(LE). The derivative of the right-hand side at t is

ϕEK(ϕ LE(t))ϕLE(t) = [(GN)0 : (GN) ϕLE(t)]1[N0 : N t]1

and that of the left is [G0 : Gt]1, so it suffices to note by Lemma 6.5.9 and Theorem 6.5.25 that

[Gs : Ns] = [Gs : GsN] = [GsN : N] = |(GN)ϕLE(s)|

for s = 0 and s = t.

Find in the notes