Chapter 6
Ramification theory
6.1. Semi-local theory
Notation 6.1.1. §
We often use a subscript to denote a valuation on a field , even when that valuation is archimedean. When is nonarchimedean, also denotes an additive valuation corresponding to , and when it is discrete, the additive valuation is chosen to have image .
Notation 6.1.2. §
We let denote the completion of with respect to a valuation denoted .
Remark 6.1.3. §
Let be a Dedekind domain and a prime ideal of . Let be a valuation on the quotient field of such that for some and all . Then we may speak of the completion of with respect to this valuation.
The following theorem explores extensions of valuations in the case that the ground field is not complete. In this case, uniqueness of the extension need not hold, but we can classify the distinct extensions.
Theorem 6.1.4. §
Let be a field and a valuation on . Let be an extension of to a valuation on an algebraic closure of . Let be an algebraic extension of . For any extension of to a valuation on , there exists an embedding fixing such that , by which we mean that
for all . If is another embedding fixing , then is equal to if and only if and are conjugate over : i.e., for some automorphism of fixing .
Proof.
The valuation that induces on the completion can only be the unique valuation extending the valuation that induces on . If is any field embedding fixing , then is a valuation on that extends on , and hence it must be .
For the second statement, suppose first that with . Again, is the unique valuation on extending the valuation on , so . But then we have , and restricting to , this means that .
Conversely, suppose that . Note that is an isomorphism fixing . Suppose that is finite. As is dense in and is also a finite extension of , we have that is dense in (and similarly for ). Define
by
for , choosing a sequence of elements of such that converges to . Note that this is independent of choice, as if is another such sequence, then the limits of and are the same by continuity of . But then , and is the unique isomorphism fixing with this property. We then extend to an element of , obtaining the desired map.
In general, is a union of finite extensions of . For each such , we have defined a unique isomorphism such that . If and are two finite extensions of in , then and agree on by uniqueness. Together, the collection of maps defines an embedding of the compositum of the fields into . We then extend this embedding to an automorphism of fixing , and by definition, it has the property that . □
Notation 6.1.5. §
If is an extension of fields, is a valuation on , and is a valuation on , then we write to denote that is equivalent to an extension of . The set of will mean a set of representatives of the equivalence classes of the extensions of to .
The following is in essence a consequence of Proposition 1.1.1.
Proposition 6.1.6. §
Let be a finite separable extension of fields and a valuation on . Then there is an isomorphism
such that for all , where is the canonical embedding of a field in its completion.
Proof.
As is finite and separable, there exists an element such that . Let be the minimal polynomial of over , and let over , where the are irreducible (and necessarily distinct by separability of ). Choose a root of for each inside a fixed algebraic closure of . Proposition 1.1.1 provides an isomorphism
such that is sent to in the th coordinate. By Theorem 5.4.7, the field is necessarily complete with respect to a valuation extending . The embedding sending to and fixing has dense image, so is isomorphic to the completion of with respect to .
If is any valuation on extending , then Theorem 6.1.4 yields an embedding of into such that , where is the unique extension of from to . Then is the root of for some , so there exists an automorphism over fixing such that and therefore . □
Corollary 6.1.7. §
Let be a finite separable extension of fields and a valuation on . Then we have
We can get more out of Proposition 6.1.6, which we will use later.
Definition 6.1.8. §
Let be a finite separable extension of fields and a valuation on .
When is understood, these are denoted more simply by and .
We have the following, which says that and coincide on (using its natural embedding in each ), and similarly for trace maps.
Proposition 6.1.9. §
Let be a finite separable extension of fields, and let be a valuation on . For , we may view it as an element of for each , and as elements of , we have
Proof.
Let be left multiplication. This indues a -linear transformation on , and the characteristic polynomials of and agree. Noting that the isomorphism of Proposition 6.1.6 is one of -vector spaces, the characteristic polynomial of coincides with the product of the characteristic polynomials of multiplication by on the for . The result is then a consequence of Proposition 1.3.3. □
The following result on valuation rings will later be useful to us.
Proposition 6.1.10. §
Let be a finite separable extension of fields and a discrete valuation on . Suppose that is an ordered basis for such that for all and places of lying over , and . Then the isomorphism
of Proposition 6.1.6 restricts to an isomorphism
where resp., denotes the valuation ring of resp., .
Proof.
First, we note that both the domain and codomain of are free -modules of rank . Moreover, is injective, so it suffices to show that is surjective. For this, note that the trace pairing given by
extends to a unique -bilinear pairing
which is given on simple tensors by the equation
Let be the places of lying over . Since is a PID, each valuation ring is a free -module of rank . So, for , let
and let be an ordered basis of as a free -module. We view each as sitting in the product by taking the other coordinates to be zero. Let be the matrix such that
| (6.1.1) |
for each . We must show that has entries in .
Via , the pairing gives rise to a pairing
that is given on the basis by
Here, of course, we have applied Proposition 6.1.9.
Note that has nontrivial component in if and only if . If this is the case, then
and otherwise . It follows that the matrix is block-diagonal with determinant
and this is exactly the discriminant of relative to the basis .
On the other hand, the discriminant of relative to the basis is by definition, and we have by (6.1.1) and Lemma 1.4.6 that
Since for each and as well, we therefore have . Since the inverse of has coefficients in , we therefore have that does as well. □
Finally, let us treat the special case of valuations on global fields and prove a product formula that generalizes the cases of and for prime numbers . The following modification of the complex absolute value is necessary to account for the fact that a complex embedding and its complex conjugate have the same valuation.
Notation 6.1.11. §
Let be a global field and a place . We set
by if is not complex, and if is complex.
We have the following consequence of Proposition 6.1.9.
Lemma 6.1.12. §
Let be a finite separable extension of global fields, and let be a place of . For , we have
Proof.
Remark 5.4.2 and the definition of tell us that for a place of over , we have
for all . Noting Proposition 6.1.9, we then have
□
Theorem 6.1.13 (Product formula). §
Let be a global field, and let . Then
Proof.
By Propositions 5.2.34 and 5.2.35, we have the result for and for all primes . The field is in the general case a finite extension of exactly one of these fields, which we denote by . By Lemma 6.1.12, we have
□
We make the following definitions.
Definition 6.1.14. §
Suppose that is a finite separable extension of complete discrete valuation fields.
- a.
-
The ramification index of is the additive valuation on of a uniformizer of .
- b.
-
The residue degree of is the degree of its residue field of over the residue field of .
Remark 6.1.15. §
In the case that is a finite separable extension of complete discrete valuation fields for which or , we denote and by and , respectively.
Remark 6.1.16. §
The latter definitions agree with those previously given. That is, let be a finite extension of complete discrete valuation fields. Let be the maximal ideal of and that of . We then have and .
For complete discrete valuation fields, the degree formula is rather simpler than before.
Lemma 6.1.17. §
Let be a finite separable extension of complete discrete valuation fields. We have .
Proof.
There is only one nonzero prime ideal in the valuation ring of , and it lies over the maximal ideal of the valuation ring of . Theorem 2.5.11 then yields the result. □
Definition 6.1.18. §
We say that a finite separable extension of complete discrete valuation fields is unramified, ramified, or totally ramified if the maximal ideal of the valuation ring of is inert (), ramified (), or totally ramified () in the extension, respectively.
We compare these invariants with those defined previously.
Proposition 6.1.19. §
Let be a Dedekind domain with quotient field , and let be the integral closure of in a finite, separable extension of . Let be a nonzero prime ideal of , and let be a prime ideal of lying over . Then and .
Proof.
We know that the residue field of for is isomorphic to the residue field of , and similarly for and . Therefore, the second equality holds. As for the first, note that the valuation on (resp., ) is just the unique extension of that on (resp., ). If (resp., ) is a uniformizer of (resp., ), and is the valuation ring of then we have
so the ramification index of is . □
Definition 6.1.20. §
Let be a field, let be a Galois extension of , and let be a valuation on . For , the conjugate valuation is defined by
for .
Remark 6.1.21. §
Definition 6.1.20 provides an action of the Galois group of on the set of valuations of .
Remark 6.1.22. §
Suppose that is an extension of global fields. Let be a valuation on , and let be a valuation on lying over it (i.e., such that extends ).
- a.
-
If is the -adic valuation of a finite prime , then is the -adic valuation of a prime lying over it, and is just the -adic valuation. If is an infinite prime of a finite extension of , then it arises as a prime ideal of the integral closure of in , and we have the analogous description.
- b.
-
If is an archimedean prime, then arises from a real or complex embedding of , and arises from an embedding extending it. We then have , and if is complex, the complex conjugate embedding yields the same absolute value.
Given all this, we may speak of decomposition and inertia groups almost as before.
Definition 6.1.23. §
Let be a Galois extension of fields with Galois group , and let be a valuation on .
- a.
-
The decomposition group of is the set of fixing .
- b.
-
The inertia group of is the set of such that for all with if is nonarchimedean and the decomposition group if is archimedean.
We leave the following simple check to the reader.
Lemma 6.1.24. §
Let be a Galois extension of fields with Galois group , and let be a valuation on . The inertia group is a normal subgroup of the decomposition group .
The following is an immediate consequence of Proposition 2.6.14 in the case of discrete valuation fields, but note that the analogous proof goes through in general.
Proposition 6.1.25. §
If is a Galois extension of complete nonarchimedean valuation fields, then the decomposition group of the prime of is all of , and we have an exact sequence
where is the inertia group in and (resp., ) is the residue field of (resp., ).
For the valuations attached to nonzero prime ideals in Dedekind domains, the decomposition and inertia groups agree with Definitions 2.6.5 and 2.6.15, as seen from the following.
Proposition 6.1.26. §
Let be a Galois extension of fields, and let be a valuation on extending a valuation of . Then the restriction map
is an injection with image the decomposition group of . If is nonarchimedean, the image of the inertia subgroup of under this map is the inertia group of .
Proof.
Note that any acts continuously on , since , as there is a unique valuation on extending the restriction of to . If for all , then continuity forces for all , since is dense in . So, the restriction map is injective, and its image is by definition contained in the decomposition group of . Any in the decomposition group of in satisfies on , so on as well by continuity. Therefore, is continuous, and its composite with the natural inclusion extends to a unique element of by continuity, as in Proposition 5.3.12. That is, the image of restriction is .
For nonarchimedean, it remains to show that the image of the inertia group in is the inertia group in . By definition, the image is contained in this group. Let , and take . As is the completion of , we have for some with . Set . Since is nonarchimedean and , we have if and only if . But as . Therefore, the extension of to an element of lies in the inertia subgroup. □
6.2. Differents and discriminants
Lemma 6.2.1. §
Let be a integrally closed domain with quotient field , let be a finite separable extension of , and let be the integral closure of in . Let
Then is a fractional ideal of .
Proof.
Let be a basis of as a -vector space that consists of elements of . Let . By Lemma 1.4.19, we have that , so is a fractional ideal of . □
Lemma 6.2.1 allows us to make this following definition.
Definition 6.2.2. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of , and let be the integral closure of in . The different of over is the inverse of the fractional ideal
Remark 6.2.3. §
Since is finite separable in Definition 6.2.2, the trace pairing of Example 1.4.4 is nonnegenerate by Proposition 1.4.13. In particular, is well-defined since it is the inverse of a submodule of .
Remark 6.2.4. §
The inverse different of Definition 6.2.2 is the smallest nonzero ideal of such that
and it is a nonzero ideal of since contains by definition.
Lemma 6.2.5. §
Let be a Dedekind domain with quotient field . Let and be finite separable extensions, let be the integral closure of in , and let be the integral closure of in . We then have
Proof.
We have
which implies that . On the other hand, we may compute
so . We therefore have that
so , which is to say that . □
Lemma 6.2.6. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of , let be the integral closure of in . For any multiplicatively closed subset of , one has
Proof.
Note that
so . On the other hand, we have
so for each , there exists such that , so . Therefore, we have the other containment. □
Somewhat more involved is the following.
Lemma 6.2.7. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of , let be the integral closure of in . Let be a prime ideal of , and let be a prime ideal of lying over it. Let (resp., ) denote the valuation ring of (resp., ). Then
Proof.
Let , and let . We claim that . Let be the prime ideals of lying over , taking . For this, let be a sequence in with limit in the -adic topology and with limit in the -adic topology for , which exists by the Chinese remainder theorem. Since the trace map is continuous, we have
Moreover, we have by Proposition 6.1.9 that
Note that and that, for , the sequence of elements tends to in the -adic topology, again by continuity of the trace map. Therefore, for sufficiently large , the element lies in , proving the claim. In particular, we have .
On the other hand, if , then we may write as the limit of a sequence in that has limit in for . For , we have
Since , we have that for sufficiently large . By Lemma 6.2.6, we therefore have for all such , where is the complement of in . But then as the limit of these elements. We therefore have the reverse containment and therefore equality. Since the these fractional ideals in agree, so do their inverses, proving the lemma. □
The following is an immediate corollary.
Corollary 6.2.8. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of , let be the integral closure of in . For any prime ideal of , we will use to denote and to denote the intersection with of the local different , where (resp., ) is the valuation ring of (resp., ). We then have
with the product taken over the nonzero prime ideals of .
In the case that is an extension Dedekind domains such that is generated by a single element as an -algebra, we have the following explicit recipe for the different.
Proposition 6.2.9. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of . Let be integral over , let be the minimal polynomial of , and let be the formal derivative of . Then generates the -module
Proof.
Write for some with . Let be the roots of in an algebraic closure of . We claim that for any nonnegative integer , we have
| (6.2.1) |
To see this, note that the two sides of (6.2.1) are equal upon evaluation at each , yet both sides are polynomials of degree less than , so their difference is identically zero.
We have
for some , so
and therefore
Now, the elements span as an -module. We therefore need only show that the span . For this, note that
so and for each . Solving for the , we obtain
for each . Since the coefficients of the powers of in the latter expression form the columns of a unipotent matrix in , each power of with may be written as an -linear combination of the . Thus, the span . □
Corollary 6.2.10. §
Let be a Dedekind domain with quotient field , let be a finite extension of . Suppose that the integral closure of in equals for some . Let be the minimal polynomial of , and let be the formal derivative of . Then .
We will require the following.
Lemma 6.2.11. §
Let be a complete discrete valuation field with valuation ring , and let be a finite extension of , with valuation ring . Suppose that the corresponding extension of residue fields is separable. Then there exists such that . Moreover, any sufficiently close to in the topology of also satisfies .
Proof.
Since is separable, there exists such that . Let be the minimal polynomial of , and let be any lift of . We claim that there exists a lift of to an element with a uniformizer of . For any lift , we must have at least that the valuation of is positive, since . If it is not , then , where is a uniformizer of is another lift with
Since is separable, we have that . Therefore, we does indeed have valuation .
Now, with chosen, we set and claim that the with and form an -basis of , which will finish the proof, aside from the final statement. Given a uniformizer of , it suffices to show that the elements are a basis of as an -vector space. To see this, fix a set of representatives of in , and note that the set of elements
with is a set of representatives of . While is a multiple of , the elements
with clearly have distinct image in the quotient, which has dimension . Hence, we have the claim.
Finally, note that the proof that depended only on the facts that lifts and that is a uniformizer. Since this holds true for any element in the congruence class of modulo , we are done. □
The latter lemma helps to extend the recipe of Corollary 6.2.10 to the general case. We omit the proof of the following theorem.
Theorem 6.2.12. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of , and let be the integral closure of in . The is the ideal generated by the elements with such that , for the minimal polynomial of .
containment, we consider the completion of with respect to a nonzero prime ideal
We may now show that the different detects ramification of primes.
Theorem 6.2.13. §
Let be a Dedekind domain with quotient field , let be a finite extension of , and let be the integral closure of in . Let be a nonzero prime ideal of , let , and suppose that the corresponding extension of residue fields is separable. Then is ramified over if and only if it divides .
Proof.
By Lemma 6.2.7, we may replace by its completion at and by its completion at . Therefore, we assume that is a complete discrete valuation ring, as is . By Lemma 6.2.11, we have that for some . Let be the minimal polynomial of . As , the prime does not divide if and only if is a unit, which is to say if and only if the image of is a simple root of the image of in .
If is unramified, then is of degree over , so is irreducible. Since the extension of residue fields is separable, is itself separable, so is a unit.
Conversely, suppose that is a unit. Then the minimal polynomial of is relatively prime to . By Theorem 5.3.33, there is a lift of that divides and has the same degree as . As is irreducible, this forces , which means that is irreducible. Thus, is unramified. □
The different is closely is closely related to the discriminant, which we now define in greater generality than before, though with slightly less specificity in the already defined case that the ground ring is , since the different we now consider is an ideal, not an integer.
Definition 6.2.14. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of , let be the integral closure of in . The discriminant of is the ideal of generated by all discriminants of ordered bases of over that are contained in .
Proposition 6.2.15. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of , let be the integral closure of in . Then
Proof.
Let be a prime ideal of that divides . (By Proposition 2.5.15, the ideals of that ramify in , hence lie below primes dividing , divide , so this suffices.) Let , and consider the localizations and . We know that and that follows directly from the definition of the discriminant (since is contained in and the discriminant function is -multilinear). Therefore, we may assume that is a DVR, from which it follows that is a PID (as a Dedekind domain with only finitely many nonzero prime ideals).
Since is a torsion-free -module of finite rank, it admits an -basis , and we have . Let be the dual basis to for which for . Then is a free -module basis of . Let be such that , and note that is also an ordered basis of as an -module. We therefore have
| (6.2.2) |
Let be the -linear embeddings of in an algebraic closure of . Note that the product of the transpose of the matrix and the matrix has -entry
so is the identity matrix. Therefore, we have that
Combining this with (6.2.2), we have
so we obtain . □
We derive a few corollaries.
Corollary 6.2.16. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of , let be the integral closure of in . A prime ideal of ramifies in if and only if it divides .
Proof.
This is immediate from Theorem 6.2.13 and Proposition 6.2.15. □
Remark 6.2.17. §
Corollary 6.2.16 tells us that the ideal generated by a prime ramifies in for a number field if and only if divides .
Corollary 6.2.18. §
Let be a Dedekind domain with quotient field . Let and be finite extensions, let be the integral closure of in , and let be the integral closure of in . We then have
Corollary 6.2.19. §
Let be a Dedekind domain with quotient field , let be a finite separable extension of , let be the integral closure of in . For any prime ideal of , we will use to denote and to denote the intersection with of the local discriminant , where (resp., ) is the valuation ring of (resp., ). We then have
with the product taken over the nonzero prime ideals of .
Proof.
By Lemma 6.1.9, Proposition 6.2.15, and Lemma 6.2.7, we have
hence the result by intersection with . □
In the case of global or complete discrete valuation fields, which come equipped with canonical subrings, the ring of integers and valuation ring in the respective cases, we can use the field as the subscript in the definition of the different and discriminant, which we will typically do below.
Definition 6.2.20. §
- a.
-
The different (resp., discriminant ) of an extension of global fields is the different (resp., discriminant) of the corresponding extension of rings of integers.
- b.
-
The different (resp., discriminant ) of an extension of complete discrete valuation fields is the different (resp., discriminant) of the corresponding extension of valuation rings.
Combining the above results with Minkowski theory would allow us to derive the following fascinating result, which we state without proof.
Theorem 6.2.21. §
Let be a number field and a finite set of prime ideals of . For each , there exist only finitely many extensions of degree in which the prime ideals of that ramify in are all contained in .
As a consequence of Theorem 6.2.21 and Corollary 4.3.6, one has the following.
Theorem 6.2.22. §
For any , there exist only finitely many number fields with .
Definition 6.2.23. §
A separable algebraic extension of a global field is unramified if every place of is unramified in .
We have the following corollary of Theorem 4.3.6.
Corollary 6.2.24. §
The field has no nontrivial extension that is unramified at all finite primes.
6.3. Multiplicative groups of local fields
In this section, we study the structure of multiplicative groups of local fields. For the rest of this chapter, “local field” should be taken to mean “nonarchimedean local field”. Let us make the following definition.
Definition 6.3.1. §
Let be a complete discrete valuation field with valuation ring and maximal ideal . Then the th unit group of is defined by for and for .
Notation 6.3.2. §
In this section, we let be a local field. We let be the characteristic of its residue field, its valuation ring, its maximal ideal, a fixed uniformizer, the residue field, and the order of . We let and .
Lemma 6.3.3. §
The set of roots of unity of order prime to in a local field has order , where is the order of the residue field of .
Proof.
The polynomial splits completely over the residue field of , so Hensel’s Lemma tells us that has order and maps isomorphically onto . □
Proposition 6.3.4. §
Let be a local field with residue field of order . The canonical map
is an isomorphism.
Proof.
Since is a discrete valuation field with valuation we denote , we may write any uniquely as for some . By Lemma 6.3.3, each may then be written uniquely as with and . □
Lemma 6.3.5. §
Let be a local field. For , let denote its image in . We have isomorphisms of groups
and
for .
Proof.
The first statement follows from Proposition 6.3.4. The bijectivity of the second map is clear, and that it is a homomorphism is simply that
□
Lemma 6.3.6. §
Let be a local field of residue characteristic . We have an isomorphism of -modules
via the map induced by the universal property of the inverse limit.
Proof.
Since , the map in question is injective. Any sequence in with for each is the image of the limit of the sequence. □
Note also the following.
Lemma 6.3.7. §
Let be a -adic field. Let . For and , we have
In particular, we have
Proof.
The first statement is an easy consequence of the binomial expansion
since exactly divides for . The second follows from the fact that if and only if
□
Lemma 6.3.8. §
The th power map is an isomorphism for .
Proof.
For any and , suppose by induction that we have found with
for some . Set and
Then with , and the th power map is surjective.
Note that for a primitive th root of unity by Lemma 3.1.13. So, if , then . That is, , so the map is injective as well. □
As a pro- group, for a local field of residue characteristic is generated by any lift of a set of generators of .
Proposition 6.3.9. §
Let be a -adic field, let be the order of the residue field of , let be a uniformizer of , and let be the number of -power roots of unity in . Then we have an isomorphism
of finitely generated -modules. In particular, there are isomorphisms of topological groups
where has the subspace topology from , and the direct products are all given the product topology, with , , and the finite groups involved given the discrete topology.
Proof.
Lemma 6.3.8 tells us that is finite, so is a finitely generated -module. Since the -power torsion in is the group of -power roots of unity in , which is cyclic of order , we have for some , and this is a topological isomorphism.
No nontrivial -power root of unity lies in for any integer , where . Since has finite index in , we therefore have that . By Lemma 6.3.8, we know that , so
noting that for all , where is the residue degree of .
Finally, note that the form a basis of open neighborhoods of in under both the subspace topology and topology induced by the product topology in the isomorphism with of the theorem. Therefore, these isomorphisms are of topological groups. □
Let us also mention the case of finite characteristic. We provide an outline of the proof.
Proposition 6.3.10. §
Let . Then there exists a continuous -linear isomorphism from to a countable direct product of copies of .
Proof.
Let be a basis of as an -vector space. Let be the countable set
Define a homomorphism
by
This is easily seen to be well-defined, and one may check that every element of has a unique expansion of this form.
The inverse image of under contains the open neighborhood of that is the direct product of is the -coordinate for each , where each is minimal satisfying . On the other hand, the image of an open neighborhood
with for sufficiently large contains for with
which we leave to the reader to check. Therefore, is in fact a topological isomorphism. □
6.4. Tamely ramified extensions
Before studying the larger class of tamely ramified extensions of a local field, let us first consider unramified extensions.
Lemma 6.4.1. §
Let be a local field. For each positive integer , there exists a unique unramified extension of of degree , equal to , where is the order of the residue field of .
Proof.
Let be an unramified extension of degree . Then is a degree extension of by the degree formula. That contains is then simply Lemma 6.3.3. Moreover, is then by definition of degree over , so equals . □
Definition 6.4.2. §
We say that an algebraic extension of a local field is unramified if it is separable and every finite degree subextension of in is unramified.
Similarly, we have the following.
Definition 6.4.3. §
We say that an algebraic extension of a local field is totally ramified if it is separable and every finite degree subextension of in is totally ramified.
Definition 6.4.4. §
A Frobenius automorphism in a Galois extension , with a local field, is any lift of the Frobenius automorphism of the extension of residue fields to .
Remark 6.4.5. §
If is unramified in Definition 6.4.4, then there is a unique Frobenius automorphism in .
Proposition 6.4.6. §
Let be an separable extension of a local field . Then there is a unique maximal unramified extension of in , and is topologically generated by its Frobenius automorphism.
Proof.
It suffices to consider the case that is finite. Let be the order of the residue field of . Set , which is unramified over . Any unramified extension of in is generated prime-to- roots of unity, of which there are only in . □
The following definition makes sense as the union of all finite unramified extensions of a local field (in a fixed separable closure).
Definition 6.4.7. §
The maximal unramified extension of a local field is the unique largest unramified extension of inside a given separable closure of .
Proposition 6.4.8. §
The maximal unramified extension of a local field is given by adjoining all prime-to- roots of unity in a separable closure of . Its Galois group is isomorphic to via the map that takes the Frobenius automorphism to .
Proof.
By definition, is the union of the finite unramified subextensions of in , which is to say the fields . Since any prime-to- integer divides for some , we have that is given by adjoining all prime-to- roots of . Recall that via the map that takes the Frobenius automorphism to . Therefore, the isomorphism in question is the composite of the canonical maps
□
Definition 6.4.9. §
Let be a local field and a Galois extension of . The inertia subgroup of is the subgroup of elements fixing the maximal unramified extension of in .
The following is analogous to Remark 6.1.25 and almost immediate from Proposition 6.4.8.
Proposition 6.4.10. §
Let be a local field, and let denote the inertia subgroup of . Then there is an exact sequence
where is the residue field of , and the map is the composition of restriction with the continuous isomorphism that takes a Frobenius element of to the Frobenius element of .
Definition 6.4.11. §
- a.
-
A separable extension of local fields of residue characteristic is tamely ramified if .
- b.
-
A separable extension of a local field is tamely ramified if every finite extension of in is tamely ramified.
Example 6.4.12. §
Let be a local field, a uniformizer, and an integer not divisible by the residue characteristic of . Then is totally and tamely ramified, with ramification index .
In fact, every tamely ramified extension is given in essentially this way.
Proposition 6.4.13. §
Let be a tamely ramified extension of local fields of ramification index . Then there exists a finite unramified extension of and a unifomizer of such that for an th root of .
Proof.
Let be the maximal unramified subextension of in . Then is a totally ramified extension of degree . Let be a uniformizer of and a uniformizer of . A simple check of valuations tells us that for some . In turn, Proposition 6.3.4 allows us to write with a root of unity of order prime-to-, where is the residue characteristic of , and . Since is totally ramified, we actually have that . Since and is an abelian pro- group, the element has an th root in . Set , which is a uniformizer in . We have , so contains an th root of . Since the degree of is , we have . □
Example 6.4.14. §
The extension is totally ramified of degree , hence tamely ramified. In fact, we have that . To see this, note that
where is a primitive th root of . We have
so for some . Since any such is a st power, we have the claim.
If a separable extension of a local field is not tamely ramified, we say it is wildly ramified.
Definition 6.4.15. §
A separable extension of a local field of residue characteristic is wildly ramified if divides the ramification index of some finite extension of in .
Examples 6.4.16. §
Let be a prime number.
- a.
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The extension is wildly ramified.
- b.
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The extension is wildly ramified, since its ramification index is .
The compositum of any collection of tamely ramified extensions is tamely ramified, so we may speak of the maximal tamely ramified extension of a local field inside a separable algebraic closure.
Remark 6.4.17. §
We can make sense of exponentiation on by elements as follows: if and , then we set
where is any sequence of integers with limit . We leave it to the reader to check that the limit converges independently of the choice of sequence.
Proposition 6.4.18. §
The maximal tamely ramified extension of a local field of residue characteristic is the Galois extension given by adjoining to the roots of a uniformizer of for all with . The Galois group is isomorphic to the direct product
where ranges over the prime numbers other than . The Galois group is the semi-direct product of with under the map taking to multiplication by in each coordinate of , where .
Remark 6.4.19. §
The Galois group of any Galois extension of the maximal tamely ramified extension of a local field is a pro- group, where is the residue characteristic. Any nontrivial such Galois extension is by necessity wildly ramified with no nontrivial tamely ramified subextension.
6.5. Ramification groups
Ramification groups provide a measure of the level of ramification in a Galois extension of a local field.
Notation 6.5.1. §
In this section, for a local field , we use to denote its valuation, its valuation ring, and a uniformizer. If is a fractional ideal of , it is generated by a power of , and denotes that power.
Definition 6.5.2. §
Let be a Galois extension of local fields with Galois group . For an integer , the th (higher) ramification group of is the subgroup of given by
Remark 6.5.3. §
We have by definition that and is the inertia group of . In particular, is the Galois group of the maximal unramified subextension of .
Remark 6.5.4. §
Let be a Galois extension of local fields with Galois group . By Lemma 6.2.11, we have that for some , so for any , we have
Lemma 6.5.5. §
Let be a Galois extension of local fields with Galois group . The ramification groups are normal subgroups of .
Proof.
This is easy: let and . Then for any , we have
so
□
Lemma 6.5.6. §
Let be a Galois extension of local fields with Galois group . Let . Then for if and only if .
Proof.
First, we note that for , we have , so we have . Conversely, if , then for any , we may write
for some , where . Since , it fixes elements , so
the last step as . That is, is an element of . □
Lemma 6.5.7. §
Let be a Galois extension of local fields with Galois group . For each , we have an injection
given by
Proof.
Lemma 6.5.6 tells us immediately that is well-defined and sends only the coset to the coset . Therefore, it remains only to see that is a homomorphism. For this, let , and note that
the last step following from since . □
Since the quotients are abelian for all , we have the following corollary.
Corollary 6.5.8. §
The Galois group of any Galois extension of local fields is solvable.
The following lemma is immediate from the definition of ramification groups.
Lemma 6.5.9. §
Let be a Galois extension of local fields with Galois group , and let be a subgroup of . Then for all .
Lemma 6.5.10. §
Let be a Galois extension of local fields with Galois group . Then is the Galois group of the maximal tamely ramified subextension of .
Proof.
If is tamely ramified, then each quotient for must be trivial. By Lemma 6.5.7, each quotient for is a -group since since is one. Thus, is a -group. As is contained in the inertia subgroup of , the field is totally ramified over and contains the maximal tamely ramified subextension of . On the other hand, injects into , which has prime-to- order, so is in fact tamely ramified. As is unramified, is then tamely ramified. □
Definition 6.5.11. §
Let be a Galois extension of local fields with Galois group . The subgroup of wild inertia for is .
Proposition 6.5.12. §
Let be a prime and . Then
Proof.
Let and for . Let . Fix a primitive th root of unity for each such that for each . Let be nontrivial, let be such that , and let be maximal such that . Set . We then have
Since , this has valuation in . As the valuation ring of is , we then have that . On the other hand, the fact that exactly divides (for ) says that is an element of but not . The result follows. □
Ramification groups have the following interesting property, which we state without proof.
Proposition 6.5.13. §
Let be a Galois extension of local fields with Galois group , and let and be positive integers. For any and , the commutator is an element of .
Let us make the following useful definition.
Definition 6.5.14. §
Let be a Galois extension of local fields with Galois group . Then we define a function by
for .
Remark 6.5.15. §
In Definition 6.5.14, we have if and only if .
We now show how the ramification filtration determines the different of a Galois extension of local fields.
Proposition 6.5.16. §
Let be a Galois extension of local fields with Galois group . Then we have
Proof.
Let be such that . We let be the minimal polynomial of . Then
generates by Corollary 6.2.10, and so
□
Corollary 6.5.17. §
Let be a Galois extension of local fields with Galois group . Let be a subgroup and its fixed field. Then
Proof.
Note first that
By Lemma 6.2.5 and Proposition 6.5.16, we have
noting for the last step that for by definition. □
Let us extend the definition of the lower ramification groups to all real numbers in the interval .
Definition 6.5.18. §
Let be a Galois extension of local fields with Galois group . Let . The th ramification group of in the lower numbering is defined to be equal to the ramification group , where is the ceiling function.
We now define a function from to as follows.
Definition 6.5.19. §
Let be a Galois extension of local fields with Galois group . We define
by for and
for .
Remarks 6.5.20. §
- a.
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Definition 6.5.19 for an integer may be written as
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The function is continuous, piecewise linear, increasing, and concave down. Its slope between and for an integer is , which is nonincreasing in .
Example 6.5.21. §
Let for a prime and . By Proposition 6.5.12, we have
Note that for each .
We intend to show that behaves well under composition in towers of extension, and to investigate the behavior of ramification groups in quotients. For this, we first require several lemmas.
Lemma 6.5.22. §
Let be a Galois extension of local fields with Galois group , and let be a normal subextension. Set . For , we have
Proof.
Write for some and for some . Let be the minimal polynomial of over . We have
so letting denote the polynomial obtained by letting act on the coefficients of , we have
Each coefficient of is the difference of values of a symmetric polynomial in -variables on the elements and the elements . Since each coefficient of lies in , it is a polynomial in , and the coefficients of are the same polynomials in , so divides the coefficient of . In particular, divides .
Now, write for some . Note that has as a root, so
for some . Then
Plugging in , we obtain
so divides . In particular, they have the same valuation.
Now, let , which we may assume is not , since for the result is obvious, with both sides of the equation in the statement being infinite. As we have seen, and have the same valuation. Thus, we have
□
Lemma 6.5.23. §
Let be a Galois extension of local fields with Galois group . For , we have
Proof.
Note that both sides of the equation in the statement are equal to for . Also, both sides are piecewise linear and continuous, with slopes for any non-integral equal to
and
Hence, we have the result. □
Lemma 6.5.24. §
Let be a Galois extension of fields with Galois group , and let be a Galois subextension. For every and , we have
Proof.
Let . Let . Let with be such that is maximal. Let be such that . For any , we have
with equality if . In particular, if , then , and if , then and then in fact equality so by maximality of . We therefore have
the first step by Lemma 6.5.22 and the last step by Lemma 6.5.23. □
The latter lemma has the following corollary.
Theorem 6.5.25 (Herbrand’s theorem). §
Let be a Galois extension of fields with Galois group , let be a Galois subextension, and set . For any , one has
Proof.
Note that lies in if and only if . This occurs by Lemma 6.5.24 if and only if there exists that restricts to such that
and so if and only if for some such . In turn, this is exactly to say that for some lift of , or in other words that . □
Proposition 6.5.26. §
Let be a Galois extension of local fields and a normal subextension of in . Then
Proof.
Note first that both sides agree at and then that it suffices to consider the slope of both sides at non-integral values . Let and . The derivative of the right-hand side at is
and that of the left is , so it suffices to note by Lemma 6.5.9 and Theorem 6.5.25 that
for and . □