Chapter 10
Topics in Galois theory
10.1. Norm and trace
Definition 10.1.1. §
Let be a finite extension of fields. For , let denote the -linear transformation defined by left multiplication by .
Remark 10.1.2. §
For a finite field extension , the trace map is a homomorphism, and the norm map is a homomorphism to upon restriction to .
Proposition 10.1.3. §
Let be a finite extension of fields, and let . Let be the minimal polynomial of over , let , let , and let be an algebraic closure of . Suppose that factors in as
for some . Then the characteristic polynomial of is , and we have
Proof.
If is a basis for , then is a basis for . The matrix representing with respect to this basis (with the lexicographical ordering on the pairs ) is block diagonal with blocks all equal to the matrix for for the ordered basis . As we have an isomorphism of fields fixing under which is sent to the coset of , the latter matrix is the companion matrix .
By Lemma 8.10.10, we have . Lemma 8.7.21 tells us that
By expanding out the factorization of in , we see that and are as stated in this case. □
We can also express the norm as a power of a product of conjugates and the trace as a multiple of a sum of conjugates.
Proposition 10.1.4. §
Let be a finite field extension, and let be its degree of inseparability. Then, for , we have
Proof.
The distinct conjugates of in a fixed algebraic closure of are exactly the for . These are the distinct roots of the minimal polynomial of over , each occuring with multiplicity the degree of insparability of . Now, as in the proof of Lemma 6.10.17, each of these embeddings extends to distinct embeddings of into , and each extension of sends to . By Proposition 10.1.3, we have
and similarly for the trace. □
We have the following immediate corollary.
Corollary 10.1.5. §
Let be a finite separable extension of fields. Then, for , we have
We also have the following.
Proposition 10.1.6. §
Let be a finite field extension and be an intermediate field in the extension. Then we have
Proof.
Since , it suffices by Proposition 10.1.4 to show that
We extend each to an automorphism of fixing . We then have
| (10.1.1) |
For the trace map, we simply replace the products by sums.
Let and , and suppose that
| (10.1.2) |
Since , we have that . Since is an automorphism, we then apply its inverse to (10.1.2) to obtain . As there are
terms of the product in (10.1.1), we have the result. □
Example 10.1.7. §
The norm for the extension , where is a square-free integer, is given by
for .
Example 10.1.8. §
For , we have
for a primitive cube root of unity. The trace is simpler:
Definition 10.1.9. §
A -valued linear character of a group is a group homomorphism , where is a field.
Definition 10.1.10. §
We say that a set of -valued linear characters of a group is -linearly independent if it linearly independent as a subset of the -vector space of functions .
Theorem 10.1.11. §
Any set of -valued linear characters of a group is -linearly independent.
Proof.
Let be a set of linear characters . Suppose by way of contradiction that is minimal such that there distinct, linearly dependent elements of . Choose and with for which
Also, let be such that . Set for . For any , we then have
Since and has only terms, this contradicts the existence of . □
In the case of cyclic extensions, the kernels of the norm map bears a simple description.
Theorem 10.1.12 (Hilbert’s Theorem 90). §
Let be a finite cyclic extension of fields, and let be a generator of its Galois group. Then
Proof.
Set . Let , and note that
Next, suppose that , and set
for . The elements of , which is to say the powers of , are distinct -valued characters on , and therefore they are -linearly independent. Thus, there exists such that . We then note that
so , finishing the proof. □
There is also an additive form of Hilbert’s Theorem 90, which describes the kernel of the trace. We leave the proof to the reader.
Proposition 10.1.13 (Additive Hilbert’s Theorem 90). §
Let be a finite cyclic extension of fields, and let be a generator of its Galois group. Then
10.2. Discriminants
In this section, we give a second treatment of discriminants.
Definition 10.2.1. §
Let be a field and a finite-dimensional -vector space. A -bilinear form is a -bilinear map .
Definition 10.2.2. §
A -bilinear form on a -vector space is said to be symmetric if for all .
Example 10.2.3. §
Given a matrix , we can define a bilinear form on by
for which is symmetric if and only if is.
Example 10.2.4. §
If is a finite extension of fields, then defined by
for is a symmetric -bilinear form on .
Definition 10.2.5. §
The discriminant of a bilinear form on a finite dimensional -vector space relative to an ordered basis of is the determinant of the matrix with entry equal to .
Lemma 10.2.6. §
Let be a -bilinear form on a finite-dimensional vector space of dimension . Let , and let be a -linear transformation. Then
Proof.
It suffices to show this in the case that the form a basis of , since in this case, for any there exists a linear transformation with for all . We then have
So, assume that the form a basis of , and let denote the matrix of with respect to the ordered basis of . We have for each , and therefore we have
As matrices, we then have
Remark 10.2.7. §
It follows from Lemma 10.2.6 that the discriminant of a bilinear form with respect to a basis is independent of its ordering, since a permutation matrix has determinant .
Definition 10.2.8. §
Let be a finite extension of fields. The discriminant of relative to an ordered basis of as a -vector space is the discriminant of the bilinear form
relative to the basis.
Proposition 10.2.9. §
Let be a finite separable extension of fields. Then the discriminant of relative to an ordered basis of satisfies
where is the set of embeddings of in an algebraic closure of that fix .
Proof.
Note that
so the matrix equals , where satisfies . □
Definition 10.2.10. §
Let be a field, and let . The Vandermonde matrix for is
Lemma 10.2.11. §
Let be a field, and let be the Vandermonde matrix for elements of . Then
Proof.
We work by induction on , the case asserting the obvious fact that for any . To compute the determinant of , in order of descending subtract times the th column of from the th column, which leaves the determinant unchanged. We then obtain
and the result now follows by induction. □
Proposition 10.2.12. §
Suppose that is a separable extension of degree , and let be such that . Then
where is the minimal polynomial of .
Proof.
Let be the embeddings of in a fixed algebraic closure of , and set . Then , so Lemmas 10.2.9 and 10.2.11 tell us that
Definition 10.2.13. §
Let be a field and . The derivative of is .
Remark 10.2.14. §
An irreducible polynomial is inseparable if and only if .
Proposition 10.2.15. §
Suppose that is a separable extension of degree , and let be such that , and let be the minimal polynomial of . Then
where is the derivative of .
Proof.
Let be the conjugates of in an algebraic closure of . Then
so we have
for each , and the conjugates of in are the . We then have
□
Corollary 10.2.16. §
Let be a finite separable extension of fields. Then the discriminant of relative to an ordered basis of is nonzero.
Proof.
Since is separable, there exists such that . Then is an ordered basis of , and there exists an invertible -linear transformation with for . By Lemma 10.2.6, we have that
It follows Proposition 10.2.12 that , so we have the result. □
Remark 10.2.17. §
Together, Lemma 10.2.6 and Corollary 10.2.16 tell us that the discriminant of a finite separable field extension (relative to an ordered basis) reduces to a element of that is independent of the choice of basis.
10.3. Extensions by radicals
Definition 10.3.1. §
Let be a field. A Kummer extension of is one that is given by adjoining roots of elements of .
Notation 10.3.2. §
For a field of characteristic not dividing , we let denote the group of th roots of unity in a given algebraic closure of .
Proposition 10.3.3. §
Let be a field, and let be a fixed algebraic closure of . Let and . Let for with , and let be minimal such that .
- a.
-
The extension is Galois if and only if does not divide and contains .
- b.
-
If is Galois and , then the map
is an isomorphism of groups.
Proof.
The minimal polynomial of divides but not for any dividing . If has order , then is separable as is. If has order for some properly dividing , then divides but not so is inseparable. Note that does not divide if and only if has order , so we suppose for the remainder of the proof that this holds.
Any field embedding of in fixing must send to for some . If , then every such element lies in , so is Galois. Conversely, if is Galois, then since does not divide any with properly dividing and has order , it has a root of the form with of order . Then , so .
Finally, if is Galois and , then the map as defined in the statement is bijective by what we have already said, and it satisfies
for , noting that fixes . □
Definition 10.3.4. §
Let be a field containing for some that is not divisible by . For any and extension containing an th root of , the Kummer character attached to is the homorphism given by
for .
Proposition 10.3.5. §
Let be a field of characteristic not dividing , and suppose that contains the th roots of unity. Let be a cyclic extension of of degree . Then for some .
Proof.
Let be a primitive th root of unity in . Note that , so Hilbert’s Theorem 90 tells us that there exists and a generator of with . Note that
so setting , we have . Since has distinct conjugates in , we have that . □
Notation 10.3.6. §
Let be a subset of a field , and let be such that contains the th roots of unity in . Then is the field given by adjoining an th root of each element of to .
Theorem 10.3.7 (Kummer duality). §
Let be a field of characteristic not dividing , and suppose that contains the th roots of unity. Let be a finite abelian extension of of exponent dividing , and set . Then , and there is a perfect bimultiplicative pairing
given by for and .
Proof.
Since , Proposition 10.3.3 tells us that the map taking to its Kummer cocycle yields an injection
This gives rise to the bimultiplicative Kummer pairing , and it implies that any of order dividing pairs with some element of to a th root of unity.
We claim that is surjective. Let be a homomorphism, and let , which by the fundamental theorem of Galois theory corresponds to some cyclic extension of degree dividing . By Proposition 10.3.5, we have that for some with , and then for some . That is, with , so . Since is therefore finite of degree , we have that the map
induced by the pairing is an isomorphism as well, and thus the Kummer pairing is perfect. □
Remark 10.3.8. §
One may replace in Theorem 10.3.7 by any with . Then should be replaced by the isomorphic .
Definition 10.3.9. §
A finite field extension is solvable by radicals if there exists and fields for with , , and for some and integers with for . If we can take , then we say that is a radical extension of .
Theorem 10.3.10. §
Let be a finite Galois extension of fields of degree not divisible by . Then is solvable by radicals if and only if is a solvable group.
Proof.
If is solvable by radicals, then there exists a field containing that is a radical extension of . Suppose that where and for some with and for . In fact, we may redefine the fields by setting where by replacing by for and defining it as such for . Then each for is a cyclic extension of exponent dividing . Now set for each , and note that is then also cyclic of degree dividing , while is abelian. Thus the groups for form a subnormal series in with abelian composition facts, and is solvable.
Conversely, if is solvable, then we have intermediate fields with , , and such that is Galois and is cyclic of degree dividing . Then is also cyclic of degree dividing , so there exists such that . Then is a radical extension, and since is given by adjoining an th root of unity, is also radical. As is contained in , we conclude that is solvable by radicals. □
Corollary 10.3.11. §
If is a field of characteristic not dividing and is the splitting field over of a polynomial of degree at most , then is solvable by radicals.
Proof.
We know that is isomorphic to a subgroup of for equal to the degree of the polynomial defining , and is solvable for , so is solvable as well. □
Example 10.3.12. §
The splitting field of the polynomial has Galois group isomorphic to , and is insolvable, so is not solvable by radicals. To see this, note first that the polynomial is irreducible by the Eisenstein criterion for the prime . So, divides , and hence the image in of under a permutation representation of the roots contains a cycle. Moreover, has real roots at and while , so has exactly three real roots. In particular, if is the restriction of complex conjugation, then fixes the three real roots and transposes the two imaginary roots, so contains a transposition. But is generated by any five cycle and any transposition, so .
10.4. Linearly disjoint extensions
Proposition 10.4.1. §
Let be a field, and let be monic and irreducible. Let be a field extension of , and suppose that factors as in , where the are irreducible and distinct and each is positive. Then we have an isomorphism
of -algebras such that if , then .
Proof.
Note that we have a canonical isomorphism that gives rise to the first map in the composition
the second isomorphism being the Chinese remainder theorem. The composition is . □
We have the following consequence.
Lemma 10.4.2. §
Let be a finite separable extension of fields, and let be an algebraically closed field containing . Then we have an isomorphism of -algebras
where the product is taken over field embeddings of in fixing , such that
for all .
Proof.
Write , and let be the minimal polynomial of . Then we define as the composition
where the first isomorphism is that of Proposition 10.4.1 and the second takes to in the coordinate corresponding to . Any has the form for some , and since any fixing fixes the coefficients of , we have is as stated. □
Remark 10.4.3. §
If we compose of Lemma 10.4.2 with the natural embedding that takes to , then the composition
is the product of the field embeddings of in fixing .
Definition 10.4.4. §
Let be a field and and be extensions of both contained in some field . We say that and are linearly disjoint over if every -linearly independent subset of is -linearly independent.
Lemma 10.4.5. §
Let be a field and and be extensions of both contained in some field . If and are linearly disjoint over , then .
Proof.
If with , then and are elements of that are -linearly independent but not -linearly independent, so and are not linearly disjoint over . □
From the definition, it may not be clear that the notion of linear disjointness is a symmetric one. However, this follows from the following.
Proposition 10.4.6. §
Let be a field and and be extensions of both contained in some field . Then and are linearly disjoint over if and only if the map induced by multiplication is an injection.
Proof.
Suppose that are -linearly dependent, and write for some . If is injective, then we must have , which means that the are -linearly dependent.
Conversely, let and be linearly disjoint over . Suppose that we have a nonzero
for some and , with taken to be minimal. If , then the are -linearly dependent, so they are -linearly dependent. In this case, without loss of generality, we may suppose that
for some in . Then
contradicting minimality. Thus . □
Corollary 10.4.7. §
Let be a field and and be extensions of both contained in a given algebraic closure of . Then and are linearly disjoint over if and only if is a field.
Proof.
Note that is a union of subfields of the form with and . Since and are algebraic over , we have , and every element of the latter ring is a -linear combination of monomials in and . Thus of Proposition 10.4.6 is surjective, and the result follows from the latter proposition. □
Corollary 10.4.8. §
Let be a field and and be finite extensions of inside a given algebraic closure of . Then if and only if and are linearly disjoint over .
Proof.
Again, we have the surjection given by multiplication which is an injection if and only if and are linearly disjoint by Proposition 10.4.6. As has dimension over , the result follows. □
Remark 10.4.9. §
Suppose that is a finite extension of . To say that is linearly disjoint from a field extension of is by Propostion 10.4.1 exactly to say that the minimal polynomial of in remains irreducible in .
We prove the following in somewhat less generality than possible.
Lemma 10.4.10. §
Let be a finite Galois extension of a field inside an algebraic closure of , and let be an extension of in . Then and are linearly disjoint if and only if .
Proof.
We write for some , and let be the minimal polynomial of . As by restriction, we have if and only if . Since , this occurs if and only if is irreducible in . The result then follows from Remark 10.4.9. □
10.5. Normal bases
Definition 10.5.1. §
A normal basis of a finite Galois extension is a basis of as a -vector space of the form for some .
The goal of this section is to prove E. Noether’s theorem that every finite Galois extension has a normal basis. We start with the following lemma.
Lemma 10.5.2. §
Let be a finite Galois extension with Galois group , where . Let be a basis of as a -vector space. Then the set
is an -basis of .
Proof.
Let be the -span of the subset of in question. Set , and let be such that . It suffices to show that . Note that there exists such that for all , so for all . As is a -basis of , we therefore have that vanishes on . Since the are -linearly independent, we have for all , and therefore . □
Lemma 10.5.3. §
Every finite cyclic extension of fields has a normal basis.
Proof.
Let be finite cyclic of degree , generated by an element . Then is isomorphic to via the unique -algebra homomorphism that takes to . As is a -module, it becomes a -module annihilated by . If annihilates , then for all , which by the linear independence of the forces to be zero. Thus, the annihilator of is , and by the structure theorem for finitely generated modules over the PID , this means that has a -summand isomorphic to , generated by some . Since the latter module has -dimension , as does , the elements form a -basis of . □
Theorem 10.5.4 (Normal basis theorem). §
Every finite Galois extension of fields has a normal basis.
Proof.
Let be a finite Galois extension of degree . Since any finite extension of finite fields is cyclic, we may by Lemma 10.5.3 suppose that is infinite. Write and . Let be a basis of as a -vector space. It suffices to find with by Corollary 10.2.16.
Define an element by
Note that the coefficients of are fixed by the elements of , since they permute the columns of the matrix. By Lemma 10.5.2, we can find for be such that
Then for all , we have
so , so . Since is infinite, there exist with . For , we have by Proposition 10.2.9 the first equality in
□
10.6. Profinite groups
Definition 10.6.1. §
A topological group is a group endowed with a topology with respect to which both the multiplication map and the inversion map that takes an element to its inverse are continuous.
Examples 10.6.2. §
- a.
-
The groups , , , and are continuous with respect to the topologies defined by their absolute values.
- b.
-
Any group can be made a topological group by endowing it with the discrete topology.
Remark 10.6.3. §
We may consider the category of topological groups, in which the maps are continuous homomorphisms between topological groups.
Definition 10.6.4. §
A homomorphism between topological groups and is a topological isomorphism if it is both an isomorphism and a homeomorphism.
The following lemma is almost immediate, since elements of a group are invertible.
Lemma 10.6.5. §
Let be a topological group and . Then the map with for all is a topological isomorphism.
We also have the following.
Lemma 10.6.6. §
A group homomorphism between topological groups is continuous if and of only, for each open neighborhood of in with , the set contains an open neighborhood of .
Proof.
We consider the non-obvious direction. Let be an open set in , and suppose that is such that . Then is open in as well, by Lemma 10.6.5. By assumption, there exists an open neighborhood of in contained in , and so is an open neighborhood of in such that . Hence, is continuous. □
Lemma 10.6.7. §
Let be a topological group.
- a.
-
Any open subgroup of is closed.
- b.
-
Any closed subgroup of finite index in is open.
Proof.
If is an open (resp., closed) subgroup of , then its cosets are open (resp., closed) as well. Moreover, is the union of the nontrivial cosets of . Therefore, is open if is open and closed if is closed of finite index, so that there are only finitely many cosets of . □
Lemma 10.6.8. §
Every open subgroup of a compact group is of finite index in .
Proof.
Let be a open subgroup of . Note that is the union of its distinct -cosets, which are open and disjoint. Since is compact, there can therefore only be finitely many cosets, which is to say that is of finite index in . □
We leave it to the reader to verify the following.
Lemma 10.6.9. §
- a.
-
A subgroup of a topological group is a topological group with respect to the subspace topology.
- b.
-
The quotient of a topological group by a normal subgroup is a topological group with respect to the quotient topology, and it is Hausdorff if is Hausdorff and is closed.
- c.
-
A direct product of topological groups is a topological group with respect to the product topology.
Remark 10.6.10. §
The category of topological Hausdorff abelian groups is not abelian, though it is additive and admits kernels and cokernels. For instance, consider the inclusion map with having its usual topology and having the subspace topology. Then and (since is dense in , and thus every continuous map from is determined by its values on ). By Proposition 9.8.15, we have but .
Recall that an inverse system of groups is covariant functor from a codirected set to the category of groups. Here, we shall view it as a contravariant functor from a directed set , or more concretely, a collection of groups for and homomorphisms for every with . The following simple proposition gives a direct construction of the inverse limit of an inverse system.
Proposition 10.6.11. §
Let be an inverse system of groups over a directed indexing set . Then the an inverse limit of the system is given explicitly by the group
and the maps for that are the compositions of the of inclusion followed by projection.
We may endow an inverse limit of groups with a topology as follows.
Definition 10.6.12. §
Let be an inverse system of topological groups over an indexing set , with continuous maps. Then the inverse limit topology on the inverse limit of Proposition 10.6.11 is the subspace topology for the product topology on .
Lemma 10.6.13. §
The inverse limit of an inverse system of topological groups (over a directed indexing set ) is a topological group under the inverse limit topology.
Proof.
The maps
given by componentwise multiplication and inversion are clearly continuous, and this continuity is preserved under the subspace topology on the inverse limit. □
Remark 10.6.14. §
In fact, the inverse limit of an inverse system of topological groups and continuous maps, when endowed with the product topology, is an inverse limit in the category of topological groups.
When we wish to view it as a topological group, we typically endow a finite group with the discrete topology.
Definition 10.6.15. §
A profinite group is an inverse limit of a system of finite groups, endowed with the inverse limit topology for the discrete topology on the finite groups.
Recall the following definition.
Definition 10.6.16. §
A topological space is totally disconnected if and only if every point is a connected component.
We leave the following as difficult exercises.
Proposition 10.6.17. §
A compact Hausdorff space is totally disconnected if and only if it has a basis of open neighborhoods that are also closed.
Proposition 10.6.18. §
A compact Hausdorff group that is totally disconnected has a basis of neighborhoods of consisting of open normal subgroups (of finite index).
We may now give a topological characterization of profinite groups.
Theorem 10.6.19. §
A profinite topological group is compact, Hausdorff, and totally disconnected.
Proof.
First, suppose that is profinite, equal to an inverse limit of a system of finite groups over an indexing set . The direct product of finite (discrete) groups is compact Hausdorff (compactness being Tychonoff’s theorem). As a subset of the direct product, is Hausdorff, and to see it is compact, we show that is closed. Suppose that
with , and choose with and . The open subset
of the direct product contains and has trivial intersection with . In that the complement of is open, itself is closed. Finally, note that any open set with each open in (i.e., an arbitrary subset) and for all but finitely many is also closed. That is, its complement is the intersection
of open sets, which is actually equal to the finite intersection over with . It is therefore open, and by Proposition 10.6.17, the group is totally disconnected. □
Remark 10.6.20. §
We leave it to the reader to check that the converse to Theorem 10.6.19 also holds. They key is found in the proof of part a of the following proposition.
Proposition 10.6.21. §
Let be a profinite group, and let be the set of all open normal subgroups of . Then the following canonical homomorphisms are homeomorphisms:
- a.
-
,
- b.
-
, for a closed subgroup of , and
- c.
-
, for a closed normal subgroup of .
Proof.
We prove part . The continuous map from to the inverse limit of its quotients has closed image, and is injective since is a basis of in as in Proposition 10.6.18. Suppose that is not in the image of , which is exactly to say that the intersection of the closed sets is empty. Since is compact this implies that some finite subset of the is empty, and letting be the intersection of the in this subset, we see that , which is a contradiction. In other words, is surjective. □
The following is a consequence of Proposition 10.6.21a. We leave the proof to the reader.
Corollary 10.6.22. §
Let be a profinite group and a set of open normal subgroups of that forms a basis of open neighborhoods of . Then the homomorphism
is a homeomorphism.
The following lemma will be useful later.
Lemma 10.6.23. §
The closed subgroups of a profinite group are exactly those that may be written as intersections of open subgroups.
Proof.
In a topological group, an open subgroup is also closed, an arbitrary intersection of closed sets is closed, and an arbitrary intersection of subgroups is a subgroup, so an intersection of open subgroups is a closed subgroup. Let denote the set of open subgroups of a profinite group . Let be a closed subgroup of . It follows from Proposition 10.6.21b and the second isomorphism theorem that the set of subgroups of the norm with open normal in has intersection . Note that each is open as a union of open subgroups, so it is open. □
We may also speak of pro- groups.
Definition 10.6.24. §
A pro- group, for a prime , is an inverse limit of a system of finite -groups.
We may also speak of profinite and pro- completions of groups.
Definition 10.6.25. §
Let be a group.
- a.
-
The profinite completion of is the inverse limit of its finite quotients , for a normal subgroup of finite index in , together with the natural quotient maps for .
- b.
-
The pro- completion of , for a prime , is the inverse limit of the finite quotients of of -power order, i.e., of the for with a power of , together with the natural quotient maps.
Remark 10.6.26. §
A group is endowed with a canonical homomorphism to its profinite completion by the universal property of the inverse limit.
Remark 10.6.27. §
We may also speak of topological rings and fields, where multiplication, addition, and the additive inverse map are continuous, and in the case of a topological field, the multiplicative inverse map on the multiplicative group is continuous as well. We may speak of profinite rings as inverse limits by quotients by two-sided ideals of finite index (or for pro- rings, of -power index).
The next proposition shows that is the pro- completion of .
Proposition 10.6.28. §
Let be a prime. We have an isomorphism of rings
where the maps in the system are the natural quotient maps. Moreover, is a homeomorphism.
Proof.
The canonical quotient map is the th coordinate of , which is then a ring homomorphism by the universal property of the inverse limit. The kernel is the intersection of the kernels of the maps , which is exactly
Moreover, any sequence of partial sums modulo increasing powers of has a limit in , which maps to the sequence under . The open neighborhood of in the -adic topology is sent to the intersection
which is open in the product topology. On the other hand, the inverse image of a basis open neighborhood
with for all under clearly contains . It then follows from Lemma 10.6.6 that is a homeomorphism. □
Definition 10.6.29. §
The Prüfer ring is the profinite completion of . That is, we have
with respect to the quotient maps for .
Since may be written as a direct product of the for primes with exactly dividing , we have the following.
Lemma 10.6.30. §
We have an isomorphism of topological rings
Example 10.6.31. §
The free profinite (or pro-) group on a generating set is the profinite (resp., pro-) completion of the free group on .
Remark 10.6.32. §
As with free groups, closed subgroups of free profinite (or pro-) groups are free profinite (or pro-) groups. Moreover, every profinite (resp., pro-) group is a topological quotient of the free group on a set of its generators, so we may present such groups via generators and relations much as before.
Definition 10.6.33. §
A subset of a topological group is said to be a topological generating set of if is the closure of the subgroup generated by .
Definition 10.6.34. §
We say that a topological group is (topologically) finitely generated if it has a finite set of topological generators.
Remark 10.6.35. §
If is a free profinite (or pro-) group on a set , then it is topologically generated by .
We leave a proof of the following to the reader.
Lemma 10.6.36. §
Let be a topological group, and let be a (normal) subgroup. Then the closure of is also a (normal) subgroup of .
10.7. Infinite Galois theory
Recall that an algebraic extension of fields is Galois if it is normal, so that every polynomial in that has a root in splits completely, and separable, so that no irreducible polynomial in has a double root in . The Galois group of such an extension is the group of automorphisms of that fix .
In the setting of finite Galois extensions , the subfields of containing are in one-to-one correspondence with the subgroups of . In fact, the maps and give inverse bijections between these sets. This is not so in the setting of infinite Galois extensions, where there are rather more subgroups than there are subfields. To fix this issue, we place a topology on and consider only the closed subgroups under this topology. The above-described correspondences then work exactly as before.
Proposition 10.7.1. §
Let be a Galois extension of fields. Let denote the set of finite Galois extensions of contained in , ordered by inclusion. This is a directed set. Let be the map
defined by the universal property of the inverse limit, with the maps for with and the maps for being restriction maps. Then is an isomorphism.
Proof.
Let . If for all , then since
we have that . On the other hand, if elements for each are compatible under restriction, then define by if . Then, if for some as well, then
noting that . Therefore, is well-defined, and so is bijective. □
Proposition 10.7.1 gives us an obvious topology to place on the Galois group of a Galois extension.
Definition 10.7.2. §
Let be a Galois extension of fields. The Krull topology on is the unique topology under which the set of for finite Galois with forms a basis of open neighborhoods of .
Remark 10.7.3. §
The Krull topology agrees with the inverse limit topology induced by the isomorphism of Proposition 10.7.1, since
is exact. Therefore, if is Galois, then is a topological group under the Krull topology.
Lemma 10.7.4. §
Let be a Galois extension of fields. The open subgroups in are exactly those subgroups of the form with an intermediate field in of finite degree over .
Proof.
First, let be an intermediate field in of finite degree. Let be the Galois closure of in , which is of finite degree over . Then is an open normal subgroup under the Krull topology, contained in . Since is then a union of left -cosets, which are open, we have that is open.
Conversely, let be an open subgroup in . Then contains for some finite Galois extension in . Any , where is the fixed field of in , is contained in , where is the Galois closure of . Since the restriction map is surjective, we then have . But is finite, so by the fundamental theorem of Galois theory. Thus .
Let be the image of under the restriction map . As , we have that . We remark that , since by the fundamental theorem of Galois theory for finite extensions and . But is then as well. □
From this, we may derive the following.
Lemma 10.7.5. §
Let be a Galois extension of fields. The closed subgroups of are exactly those of the form for some intermediate field in the extension .
Proof.
Under the Krull topology on , the open subgroups are those of the form with finite. By Lemma 10.6.23, we have therefore that the closed subgroups are those that are intersections of over a set of finite degree over intermediate fields . Any such intersection necessarily fixes the compositum , while if an element of fixes , then it fixes every , so lies in the intersection. That is, any closed subgroup has the form
□
Theorem 10.7.6 (Fundamental theorem of Galois theory). §
Let be a Galois extension. Then there are inverse one-to-one, inclusion reversing correspondences
Diagram description: Infinite Galois correspondence
The two displayed maps are mutually inverse, inclusion-reversing bijections between the specified collections.
Objects, listed by row and column:
- Row 1, from left to right: column 1: left brace intermediate extensions inL / K right brace; column 2: left brace closed subgroups of Gal (L / K) right brace.
Arrows and lines:
- An arrow from left brace intermediate extensions inL / K right brace to left brace closed subgroups of Gal (L / K) right brace, labelled psi.
- An arrow from left brace closed subgroups of Gal (L / K) right brace to left brace intermediate extensions inL / K right brace, labelled theta.
given by for any intermediate extension in and for any closed subgroup of . These correspondences restrict to bijections between the normal extensions of in and the closed normal subgroups of , as well as to bijections between the finite degree (normal) extensions of in and the open (normal) subgroups of . For any of finite degree and the corresponding closed of finite index , we have
Moreover, if is normal over resp., is closed), then restriction induces a topological isomorphism
resp., .
Proof.
We will derive this from the fundamental theorem of Galois theory for finite Galois extensions. Let be an intermediate extension in . Then by definition. Let . The Galois closure of in is of finite degree over . But every element of extends to an element of , which fixes . So , which equals by fundamental theorem of Galois theory for finite Galois extensions. Since was arbitrary, we have . In other words, .
Let be a closed subgroup of . In Lemma 10.7.5, we saw that for some intermediate in . Since from what we have shown, we have that . Therefore, . It follows that we have the desired inclusion-reserving one-to-one correspondences. The other claims are then easily checked, or follow from the case of finite degree, and are left to the reader. □
Definition 10.7.7. §
A separable closure of a field is any field that contains all roots of all separable polynomials in .
Notation 10.7.8. §
We typically denote a separable closure of by .
Remark 10.7.9. §
If one fixes an algebraically closed field containing , then there is a unique separable closure of in , being the subfield generated by the roots of all separable polynomials in .
Definition 10.7.10. §
The absolute Galois group of a field is the Galois group
where is a separable closure of .
Remark 10.7.11. §
The absolute Galois group, despite the word “the”, is not unique, but rather depends on the choice of separable closure. An isomorphism of separable closures gives rise to a canonical isomorphism of absolute Galois groups, however.
Example 10.7.12. §
Let be a power of a prime number. Then there is a unique topological isomorphism sending the Frobenius automorphism to . To see this, note that given by sending to is an isomorphism, and these give rise to compatible isomorphisms in the inverse limit
Example 10.7.13. §
Let denote the field given by adjoining all -power roots of unity to . Then
the middle isomorphisms arising from the th cyclotomic characters.
Terminology 10.7.14. §
The isomorphism of Example 10.7.13 called the -adic cyclotomic character.
Since the compositum of two abelian extensions of a field inside a fixed algebraic closure is abelian, the following makes sense.
Notation 10.7.15. §
Let be a field. The maximal abelian extension of inside an algebraic closure of is denoted .
Remark 10.7.16. §
The abelianization of the absolute Galois group of a field canonically isomorphic to via the map induced by restriction on .