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2. Equivalence relations

Definition. A binary relation on a set $ X$ is any rule by which some pairs are declared to be related and others not related3. Some examples for $ X = \mathbb{R}$ are (i) the relation $ < $, (ii) the relation $ \geq $, (iii) the equality relation (where elements are related only to themselves), and (iv) the $ \neq $ relation. If the name of the relation is $ \rho$, we can write $ x \rho y$ to mean $ x$ and $ y$ are related by $ \rho$.

Some useful properties that a relation $ \rho$ can have are as follows. (As usual, it is understood that they mean for all $ x$, or for all $ x, y$, etc.)

(1) $ x \rho x$ ``$ \rho$ is reflexive''
(2) $ x \rho y \Rightarrow y \rho x$ ``$ \rho$ is symmetric''
(3) $ x \rho y$ and $ y \rho z \Rightarrow x \rho z$ ``$ \rho$ is transitive''



Problem V-15. For each of examples (i) through (iv), which of properties (1), (2), (3) hold?



Definition. A relation $ \rho$ is an equivalence relation if all three of (1), (2), (3) hold.



Problem V-16. Which of the following examples (i)-(xi) are equivalence relations on $ X$? (Explain why or why not.)

(v) $ X = \mathbb{Z}$ and $ x \rho y$ means $ x - y$ is even.

(vi) $ X$ is any set, $ Y$ is any set, $ f:X\rightarrow Y$ is any function, and $ x _ 1 \rho x _ 2$ means $ f(x _ 1) = f(x _ 2)$.

(vii) $ X = \mathbb{R}^2$, there is a subspace $ W$ of $ X$, and $ x \rho y$ means $ x - y \in W$.

(viii) $ X =$   Mats$ (m \times n)$ and $ A \rho B$ means that $ A$ is row-equivalent to $ B$; in other words, $ A$ and $ B$ have the same row space, which is the same as saying they have the same row-reduced echelon form.

(ix) $ X =$   Mats$ (n \times n)$ (square!) and $ \rho$ is ``similarity'' $ \sim$, where $ A \sim B$ means $ P^{-1} A P
= B$ for some invertible $ n \times n$ matrix $ P$

(x) $ X$ is any set and every two elements are related by $ \rho$.

(xi) $ X$ is any set, subsets $ B _ i$ partition $ X$, and $ x \rho y$ means that $ x$ and $ y$ are in the same block.



Problem V-17. What is wrong with the following ``proof'' that a symmetric, transitive relation is reflexive? ``If $ x \rho y$ then also $ y \rho x$ by symmetry, and then $ x \rho y$ and $ y \rho x$ together imply $ x \rho x$ by transitivity''.



The real purpose of equivalence relations is to be able to describe partitions easily, as in (xi) above:

Theorem. Suppose $ \rho$ is an equivalence relation on a set $ X$. For each $ x \in X$, define the block of $ x$ to be $ B _ x =
\{y \in X \vert x \rho y\}$. Then (i) the distinct blocks of this kind form a partition of $ X$, and (ii) the equivalence relation derived from this partition as in (xi) above is $ \rho$.



Thus each equivalence relation corresponds to a partition and vice-versa. Notice that in the theorem, two different elements may give the same block, but we use just one copy of each block.

A common terminology is to call the blocks ``equivalence classes'', but this conflicts with the word ``classes'' as it is used in set theory.



Problem V-18. Prove the theorem.



Problem V-19. Where possible, tie the examples of equivalence relations given above to the examples of partitions from Problem Q-2.



Problem V-20. Prove that for any integer $ n > 0$, ``congruence modulo $ n$'' is an equivalence relation. Specifically, $ x \equiv y
\pmod n$ means that $ n \vert (y-x)$ (i.e., $ n$ divides $ y-x$, meaning that there is some $ q \in \mathbb{Z}$ with $ y - x =
qn$). Use any reasonable properties of integer division. Remember, you can divide into 0 but not by 0.


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Kirby A. Baker 2001-11-13