Homework 2

Table of Contents

Exercise 1.5.6

Prove Corollary 1.5.9. (Hint: work in the compact metric space (K1,dK1×K1)\p{K_1, \left. d \right\rvert_{K_1 \times K_1}}, and consider the sets VnK1KnV_n \coloneqq K_1 \setminus K_n, which are open on K1K_1. Assume for sake of contradiction that n=1Kn=\bigcap_{n=1}^\infty K_n = \emptyset, and then apply Theorem 1.5.8.)

Corollary (1.5.9)

Let (X,d)\p{X, d} be a metric space, and let K1,K2,K3,K_1, K_2, K_3, \ldots be a sequence of non-empty compact subsets of XX such that

K1K2K3.K_1 \supseteq K_2 \supseteq K_3 \supseteq \cdots.

Then the intersection n=1Kn\bigcap_{n=1}^\infty K_n is non-empty.

Solution.

Solution 1 (using open sets)

This is the solution suggested by the hint. Note that Vn=K1(XKn)V_n = K_1 \cap \p{X \setminus K_n}. Since KnK_n is compact, it's automatically closed, so XKnX \setminus K_n is open. Thus, VnV_n is relatively open in K1K_1. Following the hint, we assume that n=1Kn=\bigcap_{n=1}^\infty K_n = \emptyset, which implies

n=1Vn=K1n=1Kn=K1.\bigcup_{n=1}^\infty V_n = K_1 \setminus \bigcap_{n=1}^\infty K_n = K_1.

In other words, {Vn}nN\set{V_n}_{n \in \N} is an open cover of K1K_1, so because K1K_1 is compact, there exist n1<n2<nkn_1 < n_2 < \cdots n_k such that {Vn1,,Vnk}\set{V_{n_1}, \ldots, V_{n_k}} is a finite subcover of K1K_1. Since KnKn+1K_n \supseteq K_{n+1} for all nn, we have VnVn+1V_n \subseteq V_{n+1} for all nn. Thus,

K1=Vn1Vnk=Vnk=K1Knk.K_1 = V_{n_1} \cup \cdots \cup V_{n_k} = V_{n_k} = K_1 \setminus K_{n_k}.

But this implies that Knk=K_{n_k} = \emptyset, which is impossible.

Solution 2 (using sequences)

For each nNn \in \N, we let xnKnx_n \in K_n and consider the sequence (xn)nK1\p{x_n}_n \subseteq K_1. Since K1K_1 is compact, there exists a subsequence (xnk)k\p{x_{n_k}}_k which converges to some x0K1x_0 \in K_1. Since (nk)k\p{n_k}_k is a subsequence, we have nkkn_k \geq k for each kk. Thus, given N\ell \in \N, because KnKn+1K_n \supseteq K_{n+1} for all nn, we get

xnkKkKk.x_{n_k} \in K_k \subseteq K_\ell \quad \forall k \geq \ell.

In other words, (xnk)k=K\p{x_{n_k}}_{k=\ell}^\infty \subseteq K_\ell and xnkx0x_{n_k} \to x_0, so because compact sets are closed, we get x0Kx_0 \in K_\ell. Since \ell was arbitrary, this shows

x0n=1Kn,x_0 \in \bigcap_{n=1}^\infty K_n,

i.e., the intersection is non-empty.

Exercise 1.5.7

Prove Theorem 1.5.10. (Hint: for part (iii), you may wish to use (ii), and first prove that every singleton set is compact.)

Theorem (1.5.10)

Let (X,d)\p{X, d} be a metric space.

  1. If YY is a compact subset of XX, and ZYZ \subseteq Y, then ZZ is compact if and only if ZZ is closed.

  2. If Y1,,YnY_1, \ldots, Y_n are a finite collection of compact subsets of XX, then their union Y1YnY_1 \cup \cdots \cup Y_n is also compact.

  3. Every finite subset of XX (including the empty set) is compact.

Solution.
  1. "    \implies"

    We have already proven that compact sets are closed (this is Corollary 1.5.6).

        \impliedby

    Assume ZZ is closed and let (zn)nZ\p{z_n}_n \subseteq Z be a sequence. Then (zn)nY\p{z_n}_n \subseteq Y, so because YY is compact, there exists a subsequence (znk)k\p{z_{n_k}}_k which converges to some y0Yy_0 \in Y. But (znk)kZ\p{z_{n_k}}_k \subseteq Z and znky0z_{n_k} \to y_0, so because ZZ is closed, we have y0Zy_0 \in Z. Thus, ZZ is compact.

  2. Let {Uα}αI\set{U_\alpha}_{\alpha \in I} be an open cover of Y1YnY_1 \cup \cdots \cup Y_n. Notice that for any 1in1 \leq i \leq n,

    Yij=1nYjαIUα.Y_i \subseteq \bigcup_{j=1}^n Y_j \subseteq \bigcup_{\alpha \in I} U_\alpha.

    In other words, {Uα}αI\set{U_\alpha}_{\alpha \in I} is also an open cover of each YiY_i, which is compact, so there exists a finite subset FiIF_i \subseteq I such that {Uα}αFi\set{U_\alpha}_{\alpha \in F_i} is an open cover of YiY_i. Then

    i=1nYii=1nαFiUα,\bigcup_{i=1}^n Y_i \subseteq \bigcup_{i=1}^n \bigcup_{\alpha \in F_i} U_\alpha,

    i.e., {UααF1Fn}\set{U_\alpha \mid \alpha \in F_1 \cup \cdots \cup F_n} is an open cover of the union, and it is finite since each FiF_i is a finite set.

  3. Let EXE \subseteq X be a finite subset and {Uα}αI\set{U_\alpha}_{\alpha \in I} be an open cover of EE. If E=E = \emptyset, then EUαE \subseteq U_\alpha for any αI\alpha \in I, so EE is compact.

    Next, if E={x}E = \set{x} is a singleton set, then because {Uα}αI\set{U_\alpha}_{\alpha \in I} covers EE, there exists α0I\alpha_0 \in I such that xUα0x \in U_{\alpha_0}. Then EUα0E \subseteq U_{\alpha_0}, so EE is compact.

    Finally, if E={x1,,xn}E = \set{x_1, \ldots, x_n}, then

    E=i=1n{xi}.E = \bigcup_{i=1}^n \set{x_i}.

    Applying (ii) with Yi={xi}Y_i = \set{x_i}, which we just proved is compact, shows that EE is also compact.

Exercise 2.3.4

Let (X,dX)\p{X, d_X}, (Y,dY)\p{Y, d_Y}, (Z,dZ)\p{Z, d_Z} be metric spaces, and let f ⁣:XY\func{f}{X}{Y} and g ⁣:YZ\func{g}{Y}{Z} be uniformly continuous functions. Show that gf ⁣:XZ\func{g \circ f}{X}{Z} is also uniformly continuous.

Solution.

Let ε>0\varepsilon > 0. Since gg is uniformly continuous, there exists η>0\eta > 0 such that

y,yY:dY(y,y)<η    dZ(g(y),g(y))<ε.()\forall y, y' \in Y : d_Y\p{y, y'} < \eta \implies d_Z\p{g\p{y}, g\p{y'}} < \varepsilon. \tag{$*$}

Similarly, because ff is uniformly continuous, there exists δ>0\delta > 0 such that

x,xX:dX(x,x)<δ    dY(f(x),f(x))<η.()\forall x, x' \in X : d_X\p{x, x'} < \delta \implies d_Y\p{f\p{x}, f\p{x'}} < \eta. \tag{$\dagger$}

Putting it all together, if dX(x,x)<δd_X\p{x, x'} < \delta, then by (\dagger), dY(f(x),f(x))<ηd_Y\p{f\p{x}, f\p{x'}} < \eta, so applying (*) with (y,y)=(f(x),f(x))\p{y, y'} = \p{f\p{x}, f\p{x'}}, we get dZ(g(f(x)),g(f(x)))<εd_Z\p{g\p{f\p{x}}, g\p{f\p{x'}}} < \varepsilon.