Fall 2018 - Problem 5

Baire category theorem

Let {fn}n\set{f_n}_n be a sequence of continuous real-valued functions on [0,1]\br{0, 1} and suppose fn(x)f_n\p{x} converges to another real-valued function f(x)f\p{x} at every x[0,1]x \in \br{0, 1}.

  1. Prove that for every ε>0\epsilon > 0 there is a dense subset Dε[0,1]D_\epsilon \subseteq \br{0, 1} such that if xDεx \in D_\epsilon, then there are an open interval IxI \ni x and a positive integer NxN_x such that for all n>Nxn > N_x,

    supyIfn(y)f(y)ε.\sup_{y \in I}\,\abs{f_n\p{y} - f\p{y}} \leq \epsilon.

    Hint: Consider the closed sets

    FN,ε={y[0,1]fn(y)fm(y)ε, n,m>N}.F_{N,\epsilon} = \set{y \in \br{0,1} \mid \abs{f_n\p{y} - f_m\p{y}} \leq \epsilon,\ \forall n, m > N}.
  2. Prove that ff cannot be the characteristic function χQ[0,1]\chi_{\Q\cap\br{0,1}} where Q\Q is the rational numbers.

Solution.
  1. Observe that

    N=1FN,ε=N=1n,mN{y[0,1]fn(y)fm(y)ε}=[0,1],\bigcup_{N=1}^\infty F_{N,\epsilon} = \bigcup_{N=1}^\infty \bigcap_{n,m \geq N} \set{y \in \br{0,1} \mid \abs{f_n\p{y} - f_m\p{y}} \leq \epsilon} = \br{0, 1},

    since fnf_n converges everywhere to ff. Notice also that because each fnf_n is continuous, we see that FN,εF_{N,\epsilon} is an intersection of closed sets, hence closed.

    For any [a,b][0,1]\br{a, b} \subseteq \br{0, 1}, we see that

    [a,b]=N=1FN,ε[a,b],\br{a, b} = \bigcup_{N=1}^\infty F_{N,\epsilon} \cap \br{a, b},

    but [a,b]\br{a, b} is complete and each set in the union is closed, so by the Baire category theorem, FN,ε[a,b]F_{N,\epsilon} \cap \br{a, b} contains an open interval Ia,bI_{a,b}. Let

    Dε=a,b[0,1]Ia,b.D_\epsilon = \bigcup_{a, b \in \br{0,1}} I_{a,b}.

    We claim that DεD_\epsilon is dense: if this were not the case, then there exists [a,b][0,1]\br{a, b} \subseteq \br{0, 1} such that [a,b]Dε=\br{a, b} \cap D_\epsilon = \emptyset. But Ia,bDεI_{a,b} \subseteq D_\epsilon by construction, and Ia,b[a,b]I_{a,b} \subseteq \br{a, b} as well, so this is impossible, and so DεD_\epsilon is dense. Finally, given any xDεx \in D_\epsilon, there exists Ia,bFNx,εI_{a,b} \subseteq F_{N_x,\epsilon} for some NxNN_x \in \N, and if n,m>Nxn, m > N_x, we have

    Ia,bFn,ε    supyIa,bfn(y)fm(y)ε.I_{a,b} \subseteq F_{n,\epsilon} \implies \sup_{y \in I_{a,b}} \,\abs{f_n\p{y} - f_m\p{y}} \leq \epsilon.

    Sending mm \to \infty, we get the claim.

  2. If ff were such a function, then by (1), there exists a dense subset D1/4[0,1]D_{1/4} \subseteq \br{0, 1} with the stated properties. Then for any xD1/4x \in D_{1/4}, we get IxI \ni x and NxN_x so that if n>Nxn > N_x, then

    supyIfn(y)χQ[0,1](y)14.\sup_{y \in I} \,\abs{f_n\p{y} - \chi_{\Q\cap\br{0,1}}\p{y}} \leq \frac{1}{4}.

    For any qQIq \in \Q \cap I and r(RQ)Ir \in \p{\R \setminus \Q} \cap I, we get

    fn(q)1=fn(q)χQ[0,1](q)14.fn(r)0=fn(r)χQ[0,1](r)14.\begin{gathered} \abs{f_n\p{q} - 1} = \abs{f_n\p{q} - \chi_{\Q\cap\br{0,1}}\p{q}} \leq \frac{1}{4}\phantom{.} \\ \abs{f_n\p{r} - 0} = \abs{f_n\p{r} - \chi_{\Q\cap\br{0,1}}\p{r}} \leq \frac{1}{4}. \end{gathered}

    But by density, we may send qrq \to r and apply continuity to get

    fn(r)114,\abs{f_n\p{r} - 1} \leq \frac{1}{4},

    which is impossible, since this implies 1fn(r)1+fn(r)0121 \leq \abs{f_n\p{r} - 1} + \abs{f_n\p{r} - 0} \leq \frac{1}{2}. Thus, χQ[0,1]\chi_{\Q\cap\br{0,1}} cannot be the limit of a sequence of continuous functions.