Fall 2016 - Problem 12

Runge's theorem

Let UCU \subseteq \C be an open set and KUK \subseteq U be a compact subset of UU.

  1. Prove that there exists a bounded open set VV with KVVUK \subseteq V \subseteq \cl{V} \subseteq U such that V\partial V consists of finitely many closed ine segments.

    Hint: Consider a fine square grid.

  2. Let ff be a holomorphic function on UU. Show that there exists a sequence {Rn}n\set{R_n}_n of rational functions such that (i) RnfR_n \to f uniformly on KK and (ii) none of the functions RnR_n has a pole in KK.

    Hint: First represent f(z)f\p{z} for zKz \in K as a suitable integral over the set V\partial V and then notice that the integrand is equicontinuous in zz.

Solution.
  1. Let δ=12d(K,Uc)\delta = \frac{1}{2} d\p{K, U^\comp}. If δ=\delta = \infty, then use δ=1\delta = 1 instead. Consider the grid of rectangles

    R={[nδ,(n+1)δ]×[mδ,(m+1)δ]|n,mZ}\mathcal{R} = \set{\br{n\delta, \p{n+1}\delta} \times \br{m\delta, \p{m+1}\delta} \st n, m \in \Z}

    which cover all of C\C. Let

    V=(RRRKR)o,V = \p{\bigcup_{R \in \mathcal{R} \mid R \cap K \neq \emptyset} R}^\itr,

    i.e., the interior of the union of these rectangles. This is a finite union, since KK is compact.

    Notice that KVK \subseteq V: if zKz \in K, then certainly there is RRR \in \mathcal{R} such that zRz \in R. If zRoz \in R^\itr, then clearly zVz \in V. Otherwise, if zRz \in \partial R, then there are two cases: if zz is not one of the vertices of RR, then there is exactly one more rectangle RR' such that zRz \in \partial R', and it's clear that z(RR)oz \in \p{R \cup R'}^\itr. In the other case, if zz is a vertex of RR, then zz lies in exactly 44 rectangles from R\mathcal{R}, and by the same argument, we still have zVz \in V.

    Finally, VU\cl{V} \subseteq U since δ\delta was chosen to be small, and because V\cl{V} is a finite union of rectangles, its boundary comprises of finitely many closed line segments.

  2. Let VV be as in (1). We claim that

    f(z)=12πiVf(ζ)ζzdζf\p{z} = \frac{1}{2\pi i} \int_{\partial V} \frac{f\p{\zeta}}{\zeta - z} \,\diff\zeta

    for any zKz \in K: since V\partial V consists of finitely many closed line segments, we can extend all of these segments into lines, which gives a grid on VV. In this grid, if zz lies in exactly one rectangle RR, then by Cauchy's integral formula,

    12πiVf(ζ)ζzdζ=12πiRf(ζ)ζzdζ=f(z),\frac{1}{2\pi i} \int_{\partial V} \frac{f\p{\zeta}}{\zeta - z} \,\diff\zeta = \frac{1}{2\pi i} \int_{\partial R} \frac{f\p{\zeta}}{\zeta - z} \,\diff\zeta = f\p{z},

    since the integral will vanish on every other rectangle that doesn't contain zz. If zz lies on the boundary of a rectangle, then zz is contained in the interior of a larger rectangle by the same argument as in (1), and the same representation holds.

    Let r=12d(K,V)r = \frac{1}{2} d\p{K, \partial V} which is positive since KK and VcV^\comp are closed. Then

    f(ζ)ζz1rsupζVf(ζ)<,\abs{\frac{f\p{\zeta}}{\zeta - z}} \leq \frac{1}{r} \sup_{\zeta \in \partial V} \abs{f\p{\zeta}} < \infty,

    so {ζf(ζ)ζz}zK\set{\zeta \mapsto \frac{f\p{\zeta}}{\zeta - z}}_{z \in K} is equicontinuous. Let δ>0\delta > 0 be small enough so that if ζw<δ\abs{\zeta - w} < \delta, then f(ζ)ζzf(ζ)wz<ε\abs{\frac{f\p{\zeta}}{\zeta - z} - \frac{f\p{\zeta}}{w - z}} < \epsilon.

    Since V\partial V comprises of finitely many closed line segments, there exist γ1,,γn\gamma_1, \ldots, \gamma_n such that V=γ1++γn\partial V = \gamma_1 + \cdots + \gamma_n. By uniform continuity of each of these, we may pick a partition 0=t0<t1<<tN=10 = t_0 < t_1 < \cdots < t_N = 1 so fine so that γj(tk+1)γj(tk)<δ\abs{\gamma_j\p{t_{k+1}} - \gamma_j\p{t_k}} < \delta for each jj. Approximating ff with Riemann sums, we get

    f(z)12πij=1nk=0N1f(ζk)ζkz(γj(tk+1)γj(tk))=12πiVf(ζ)ζzdζ12πij=1nk=0N1f(ζk)ζkz(γj(tk+1)γj(tk))=12πij=1nk=0N1tktk+1(f(γj(t))γj(t)zf(γj(tk))γj(tk)z)γj(t)dt12πj=1nk=0N1tktk+1εγj(t)dt=εj=1nγj2π=εV2π,\begin{aligned} \abs{f\p{z} - \frac{1}{2\pi i} \sum_{j=1}^n \sum_{k=0}^{N-1} \frac{f\p{\zeta_k}}{\zeta_k - z}\p{\gamma_j\p{t_{k+1}} - \gamma_j\p{t_k}}} &= \abs{\frac{1}{2\pi i} \int_{\partial V} \frac{f\p{\zeta}}{\zeta - z} \,\diff\zeta - \frac{1}{2\pi i} \sum_{j=1}^n \sum_{k=0}^{N-1} \frac{f\p{\zeta_k}}{\zeta_k - z}\p{\gamma_j\p{t_{k+1}} - \gamma_j\p{t_k}}} \\ &= \abs{\frac{1}{2\pi i} \sum_{j=1}^n \sum_{k=0}^{N-1} \int_{t_k}^{t_{k+1}} \p{\frac{f\p{\gamma_j\p{t}}}{\gamma_j\p{t} - z} - \frac{f\p{\gamma_j\p{t_k}}}{\gamma_j\p{t_k} - z}}\gamma_j'\p{t} \,\diff{t}} \\ &\leq \frac{1}{2\pi} \sum_{j=1}^n \sum_{k=0}^{N-1} \int_{t_k}^{t_{k+1}} \epsilon \abs{\gamma_j'\p{t}} \,\diff{t} \\ &= \epsilon\sum_{j=1}^n \frac{\abs{\gamma_j}}{2\pi} \\ &= \epsilon \frac{\abs{\partial V}}{2\pi}, \end{aligned}

    where V\abs{\partial V} is the length of V\partial V, which depends only on KK and is finite by construction. Hence, our bound is independent of ε\epsilon, so ff can be uniformly approximated by linear combinations of rational functions of the form f(ζk)ζkz\frac{f\p{\zeta_k}}{\zeta_k - z}, where ζkVK\zeta_k \in \partial V \setminus K, which was what we wanted to show.