Fall 2014 - Problem 9

Rouché's theorem

Let ΩC\Omega \subseteq \C be open and connected. Suppose {fn}n\set{f_n}_n is a sequence of injective holomorphic functions defined on Ω\Omega, such that fnff_n \to f locally uniformly in Ω\Omega. Show that if ff is not constant, then ff is also injective in Ω\Omega.

Solution.

Suppose ff were not injective, so there exist z1z2z_1 \neq z_2 in Ω\Omega such that w=f(z1)=f(z2)w = f\p{z_1} = f\p{z_2}. Since Ω\Omega is connected, there exists a path γ\gamma such that γ(0)=z1\gamma\p{0} = z_1 and γ(1)=z2\gamma\p{1} = z_2.

Let δ=12d(γ,Ωc)>0\delta = \frac{1}{2}d\p{\gamma, \Omega^\comp} > 0 and cover C\C with squares with side length δ\delta. Let Ωγ\Omega_\gamma be the union of the squares which intersect γ\gamma non-trivially, and by our choice of δ\delta, we see that ΩγΩ\Omega_\gamma \subseteq \Omega. Let Γ=Ωγ\Gamma = \partial\Omega_\gamma, which is a finite union of segments of length δ\delta since γ\gamma is compact. Thus, Γ\Gamma is a closed, simple curve containing z1z_1 and z2z_2.

On the interior of Γ\Gamma, f(z)wf\p{z} - w has only finitely many zeroes since its zeroes are isolated (ff is non-constant) and Γ\Gamma is compact. Hence, by shrinking δ\delta if necessary, we may assume that Γ\Gamma contains no zeroes of f(z)wf\p{z} - w. In particular, ε=infzΓf(z)w>0\epsilon = \inf_{z \in \Gamma} \abs{f\p{z} - w} > 0. Since Γ\Gamma is compact, (local) uniform convergence gives NNN \in \N such that fN(z)f(z)<ε\abs{f_N\p{z} - f\p{z}} < \epsilon on Γ\Gamma. Thus,

fN(z)f(z)<εf(z)w,\abs{f_N\p{z} - f\p{z}} < \epsilon \leq \abs{f\p{z} - w},

so by Rouché's theorem, f(z)wf\p{z} - w and (f(z)w)+(fN(z)f(z))=fN(z)w\p{f\p{z} - w} + \p{f_N\p{z} - f\p{z}} = f_N\p{z} - w have the same number of zeroes MM in Γ\Gamma. Since f(z1)=f(z2)=wf\p{z_1} = f\p{z_2} = w, M2M \geq 2, but because fNf_N is injective, we have M1M \leq 1, a contradiction. Hence, ff must have been injective to begin with, which completes the proof.