Spring 2009 - Problem 2

construction, Hilbert spaces, Zorn's lemma

Let HH be an infinite dimensional real Hilbert space.

  1. Prove the unit sphere S={xHx=1}S = \set{x \in H \mid \norm{x} = 1} of HH is weakly dense in the unit ball B={xHx1}B = \set{x \in H \mid \norm{x} \leq 1} of HH. (i.e. if xBx \in B, there is a sequence {xn}S\set{x_n} \in S such that for all yHy \in H, x,y=limnxn,y\inner{x, y} = \lim_{n\to\infty} \inner{x_n, y}.
  2. Prove there is a sequence TnT_n of bounded linear operators from HH to HH such that Tn=1\norm{T_n} = 1 for all nn but limnTn(x)=0\lim_{n\to\infty} T_n\p{x} = 0 for all xHx \in H.
Solution.
  1. Fix xBx \in B. If xSx \in S, then this is clear: set xn=xx_n = x for all n1n \geq 1. So, from now on, we may assume that x<1\norm{x} < 1.

    Consider the set PP of orthonormal linearly independent sets in HH containing x/xx/\norm{x} partially ordered by inclusion. This is non-empty since {x/x}P\set{x/\norm{x}} \in P. Moreover, given a chain C\mathcal{C}, BBCBP\mathcal{B} \coloneqq \bigcup_{B \in \mathcal{C}} B \in P since C\mathcal{C} is totally ordered. Indeed, given a finite subcollection v1,,vnBv_1, \ldots, v_n \in \mathcal{B}, then there exists BCB \in \mathcal{C} such that v1,,vnBv_1, \ldots, v_n \in B, which implies that any finite subcollection in the union is orthonormal. Moreover, every set contains x/xx/\norm{x}, so BP\mathcal{B} \in P. By Zorn's lemma, there exists a maximal element E={x/x,e1,e2,}E = \set{x/\norm{x}, e_1, e_2, \ldots}.

    Indeed, EE has infinitely many elements since HH is infinite dimensional. Otherwise, suppose that EE is finite with nn elements, which means that there exists vHv \in H outside the closure of the span of EE. Consider

    v=vv,xxxxi=1nv,eiei,v' = v - \inner{v, \frac{x}{\norm{x}}}\frac{x}{\norm{x}} - \sum_{i=1}^n \inner{v, e_i}e_i,

    which is in HH since HH is a vector space. By orthogonality,

    v,ek=v,ekv,xxxx,eki=1nv,eiei,ek=v,ekv,ek=0.\begin{aligned} \inner{v', e_k} &= \inner{v, e_k} - \inner{v, \frac{x}{\norm{x}}}\inner{\frac{x}{\norm{x}}, e_k} - \sum_{i=1}^n \inner{v, e_i}\inner{e_i, e_k} \\ &= \inner{v, e_k} - \inner{v, e_k} \\ &= 0. \end{aligned}

    Similarly, v,x/x=0\inner{v', x/\norm{x}} = 0 as well, but this means that E{v}E \cup \set{v'} is an orthonormal set containing x/xx/\norm{x} with a strictly larger span than EE, which contradicts maximality of EE. Hence, no vv could have existed to begin with, so EE must be infinite.

    Set xn=x+1x2enx_n = x + \sqrt{1 - \norm{x}^2}e_n, and notice that by orthonormality,

    xn2=x2+(1x2)en2=1    xnS.\norm{x_n}^2 = \norm{x}^2 + \p{1 - \norm{x}^2}\norm{e_n}^2 = 1 \implies x_n \in S.

    Moreover, given any yHy \in H, we have

    xnx,y=1x2en,y.\inner{x_n - x, y} = \sqrt{1 - \norm{x}^2}\inner{e_n, y}.

    Observe that

    0yi=1ny,eiei2=y22i=1ny,ei2+i=1ny,ei2=y2i=1ny,ei2    i=1ny,ei2y2,\begin{aligned} 0 &\leq \norm{y - \sum_{i=1}^n \inner{y, e_i}e_i}^2 \\ &= \norm{y}^2 - 2\sum_{i=1}^n \abs{\inner{y, e_i}}^2 + \sum_{i=1}^n \abs{\inner{y, e_i}}^2 \\ &= \norm{y}^2 - \sum_{i=1}^n \abs{\inner{y, e_i}}^2 \\ \implies \sum_{i=1}^n \abs{\inner{y, e_i}}^2 &\leq \norm{y}^2, \end{aligned}

    and by sending nn \to \infty, we get

    i=1y,ei2y2<,\sum_{i=1}^\infty \abs{\inner{y, e_i}}^2 \leq \norm{y}^2 < \infty,

    so y,enn0\inner{y, e_n} \xrightarrow{n\to\infty} 0 by the divergence test for series. Thus, xn,ynx,y\inner{x_n, y} \xrightarrow{n\to\infty} \inner{x, y}, which was what we wanted to show.

  2. Inspired by the result of part (1), let {e1,e2,}\set{e_1, e_2, \ldots} be an orthonormal set and define Tn ⁣:HH\func{T_n}{H}{H} by xx,enenx \mapsto \inner{x, e_n}e_n. Since inner products a bilinear, it follows that TnT_n is linear. Moreover, by Cauchy-Schwarz,

    Tn(x)=x,enen=x,enx2\norm{T_n\p{x}} = \norm{\inner{x, e_n}e_n} = \abs{\inner{x, e_n}} \leq \norm{x}^2

    and this maximum is achieved via Tn(en)=en2en=enT_n\p{e_n} = \norm{e_n}^2e_n = e_n. Thus, Tn=1\norm{T_n} = 1, and by the same inequality as above,

    i=1Tn(x)2=i=1x,ei2x2<,\sum_{i=1}^\infty \norm{T_n\p{x}}^2 = \sum_{i=1}^\infty \abs{\inner{x, e_i}}^2 \leq \norm{x}^2 < \infty,

    so Tn(x)n0T_n\p{x} \xrightarrow{n\to\infty} 0 for any xHx \in H.